Daily Round Up 8/20/14: RSG, ZFC, CRR, PDI

by: InsiderInsights


Tables of the top insider purchases and sales filed with the SEC on 8/20/14, based on dollar value.

Dollar values often do not equate with significance when it comes to insider trades.

Proprietary Insider Company Ratings are further given for selected companies.

I cannot repeat enough that dollar value is only one metric to assess the significance of an insider transaction. InsiderInsights calculates Insider Filer Statistics in real time, and formulates Insider Company Ratings based on numerous behavioral factors, so our clients can separate real investment intelligence from time-wasting noise.

On Today's Tables:

Insider trades were rated Significant at :

  • Zais Financial (NYSE:ZFC);
  • Republic Services (NYSE:RSG);
  • Pimco Dyn Inc Fd (NYSE:PDI), and;
  • Carbo Ceramics (NYSE:CRR).

Insider trades were rated Nearly Significant at:

  • Pacific Biosciences (NASDAQ:PACB);
  • Saba Software (OTCPK:SABA);
  • Ciber (NYSE:CBR), and;
  • Lhc (NASDAQ:LHCG).

Insider trades were considered Insignificant at:

  • Rand Capital (NASDAQ:RAND);
  • Impac Mortgage (NYSEMKT:IMH);
  • Genco Shipping (NYSE:GNK);
  • Exone (NASDAQ:XONE);
  • Tenet Healthcare (NYSE:THC);
  • Spectrum Brands (NYSE:SPB);
  • Hubbell (NYSE:HUBB);
  • Hilltop (NYSE:HTH);
  • Host Hotels (NYSE:HST), and;
  • Brookdale Sr Living (NYSE:BKD).

There is a Conflicted Insider Signal (both purchases & sales) at:

  • CNO Financial (NYSE:CNO).

For more on how to profit from our Daily Round Up tables and analyze insider data, see references below.

Insider Purchases

#: Filer Name Insider Titles Company Name Ticker Trans
Dollar Value
1 Cascade Inv BO Republic Services RSG B $14,201,355
2 Strategic Value BO Genco Shipping GNK JB* $2,100,000
3 Utility Service BO Rand Capital RAND B $1,365,242
4 Pickup Richard H BO Impac Mortgage IMH JB* $857,500
5 Gross William H O Pimco Dyn Inc Fd PDI B $810,334
6 Ericson William DIR Pacific Biosciences PACB B $687,493
7 Zugel Christian DIR Zais Financial ZFC B $567,900
8 Ardsley Advisory BO Saba Software SABA B $323,360
9 Stevenson Bobby G DIR Ciber CBR B $314,158
10 Conkle Don P VP Carbo Ceramics CRR B $210,916

Source: | Key to Insider Title and Trans Type Codes :
B =Open-market Buy; AB=10b5-1 (automatic) Buy; JB*=Buy indicated as being open-market, but not confirmed by trading price range and volume for the session.

Insider Sales

#: Filer Name Insider Titles Company Name Ticker Trans
Dollar Value
1 Novel Century Ventures BO Exone XONE S $6,796,312
2 Coliseum Cap DIR,BO Lhc LHCG S $5,614,922
3 Walter W Edward PR,CEO Host Hotels HST S $4,522,674
4 Schulte Mark J DIR Brookdale Sr Living BKD S $2,364,359
5 Muse Scott H VP Hubbell HUBB JS* $2,343,059
6 Long Roger Keith DIR CNO Financial CNO S $2,283,716
7 Genito Anthony L VP,CFO,CAO Spectrum Brands SPB S $2,272,177
8 White Alan B CEO,DIR Hilltop HTH S $2,053,000
9 Fetter Trevor CEO,PR,DIR Tenet Healthcare THC AS $2,018,856
10 Myers Keith G CEO,CB,BO Lhc LHCG S $1,959,255 | Key to Insider Title and Trans Type Codes :
S =Open-market Sale; AS=10b5-1 (automatic) Sale; JS*=Sale indicated as being open-market, but not confirmed by trading price range and volume for the session.

Did you miss our Previous Daily Round Up?

An important note from Jonathan Moreland, founder of

In a victory for common sense, it's been proven profitable -- by both academic studies and (more importantly) the experience of your fellow professional investors -- to monitor the trading behavior of company executives, directors, and large shareholders in the stocks of firms of which they're registered as "insiders".

Please note, however, that the lists above are strictly factual; they are not buy and sell recommendations.

At, our clients find new investment ideas every day using more intricate insider screens to determine where they should focus their subsequent fundamental and technical analysis. And while stocks don't (or shouldn't) move up or down based on insider activity alone, insiders tend to be profitable indicators of when real stock-moving events like earnings surprises, corporate actions, and new products may be in the offing.

So use these daily articles as the initial research tools they are meant to be, and click the links in the tables to analyze a company's or insider's full insider history. Also feel free to email us with any questions on our proprietary insider data, filer statistics, and company ratings.

I should also relay that you could have seen the trades on today's Daily Round Up tables within hours of being filed, by signing up for our Free Intra-Day Top Trades Alerts.

Disclosure: The author has no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

The author wrote this article themselves, and it expresses their own opinions. The author is not receiving compensation for it (other than from Seeking Alpha). The author has no business relationship with any company whose stock is mentioned in this article.

Editor's Note: This article covers one or more stocks trading at less than $1 per share and/or with less than a $100 million market cap. Please be aware of the risks associated with these stocks.