Anna Timone
Anna Timone
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ABOUT
An investor and experienced professional working in financial industry as a General Counsel/Chief Compliance Officer in a New York-based institutional money management/alternative investment firm that manages billions of dollars in equity, fixed income and fund strategies for domestic and foreign institutional investors.
At the firm, responsible for overseeing all legal and regulatory matters, developing and administering compliance programs consistent with the Investment Advisers Act of 1940, the Dodd-Frank Act and other applicable laws to meet SEC and CFTC requirements. In addition, responsible for advising and communicating various complex legal matters to executive management, board of directors, global and ...More legal compliance staff in New York and overseas.
Also, a member of New York State Bar Association, Business Law Section and sit on the Securities Regulation Committee, Private Funds Committee and Drafting Committee for the NY Bar Association. Please visit my blog at www.annatimone.com. Thank you very much for your interest!
At the firm, responsible for overseeing all legal and regulatory matters, developing and administering compliance programs consistent with the Investment Advisers Act of 1940, the Dodd-Frank Act and other applicable laws to meet SEC and CFTC requirements. In addition, responsible for advising and communicating various complex legal matters to executive management, board of directors, global and ...More legal compliance staff in New York and overseas.
Also, a member of New York State Bar Association, Business Law Section and sit on the Securities Regulation Committee, Private Funds Committee and Drafting Committee for the NY Bar Association. Please visit my blog at www.annatimone.com. Thank you very much for your interest!
SNAPSHOT
- Description: Lawyer. Trading frequency: Monthly
- Interests: Forex
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