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In a groundbreaking move, Japan's securities watchdog is attempting for the first time ever to...
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Friday, June 8, 2012, 5:33 PM ETIn a groundbreaking move, Japan's securities watchdog is attempting for the first time ever to penalize a foreign financial institution for insider trading. The Securities and Exchange Surveillance Commission is seeking to fine U.S. firm First New York Securities about $185K for trading linked to a share offering by Tokyo Electric Power in September 2010.
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