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Robert Rex
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This blog is written by Robert H. Rex, Esq. who is a securities attorney and a passionate advocate for investors rights. With over 30 years of legal experience, 25 of which have dealt almost exclusively with the recovery of stockmarket and investment losses for mostly elderly clients, he and his... More
My company:
Rex Securities Law
My blog:
Rex Investment Loss Recovery Blog
  • FINRA Takes Securities License Of Ellen Erenstein 0 comments
    Jan 8, 2013 3:46 PM

    On August 17, 2012, Ellen J. Erenstein of Boynton Beach FL, submitted a Letter of Acceptance, Waiver and Consent in which she was barred permanently from association with any FINRA member. According to the letter, Erenstein failed to appear at FINRA offices to provide information in connection with a FINRA investigation of customer complaints filed against her by prior securities customers and their heirs.

    According to FINRA records, which may be found at FINRA's Broker Check site, Erenstein worked for Investors Capital Corp from 8/2003-10/2006, then joined Workman Securities Corporation where she worked until July 2010.

    FINRA records indicate that several customers brought actions against her for losses on 1031 tenant in common investments, annuities, direct participation programs and limited partnerships. Total damages sought are in the millions.

    If you have questions about losses in your brokerage account, do not hesitate to contact us. We have been helping investors recover stock market losses for 25 years.

    Nationwide representation.
    Free consultation.

    Rex Securities Law

    561 391 1900

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

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