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This blog is written by Robert H. Rex, Esq. who is a securities attorney and a passionate advocate for investors rights. With over 30 years of legal experience, 25 of which have dealt almost exclusively with the recovery of stockmarket and investment losses for mostly elderly clients, he and his... More
My company:
Rex Securities Law
My blog:
Rex Investment Loss Recovery Blog
  • Texas Certified Financial Planners Disciplined By CFP Board 0 comments
    Apr 16, 2013 3:37 PM

    According to their website, the "Certified Financial Planner (NYSEMKT:CFP) Board is a non-profit organization acting in the public interest by fostering professional standards in personal financial planning through its setting and enforcement of the education, examination, experience, ethics and other requirementments for CFP. "

    The CFP Board can discipline those holding the CFP title in one of three ways:

    • Public Letter of Admonition
    • Temporary Suspension of CFP certification
    • Revocation of individual's CFP certification

    The list below, taken from the CFP board disciplinary page of their website, is a historical record of individuals from Texas who have been disciplined by CFP Board and does not imply that any listed discipline is currently in force. To verify an individual's current certification status visit the CFP website here.

    Revocations
    Nicole Y. Allen (Dallas)
    Charles I. Alvarez (Houston)
    Jeffrey W. Baum (Lubbock)
    Farrish E. Betton (Houston)
    Texas Craig R. Brockman (Plano)
    Mark W. Chuckran (Spring)
    Jerrell J. Cosby (Fort Worth)
    David Disraeli (Cedar Park)
    Kathryn B. Farland (Plano)
    Gordon Fiddes (Arlington)
    A. Ken Flake, Sr. (Houston)
    John J. Forsberg (Dallas)
    Larry B. Groover (Dallas)
    Douglas J. Hellie (San Antonio)
    A. James Lynn (Dallas)
    William H. Matthews (Dallas)
    Jay C. Miles (Brenham/Chappell Hill)
    Julia Carolyn Norton (San Antonio)
    Solomon O. Onita (Houston)
    Hymie Orlin (Houston)
    Paul O. Ptak (Carrollton)
    Lawrence L. Richter (San Antonio)
    Terrence P. Riely (San Antonio)
    Ralph R. Rush (El Paso)
    Richard J. Suydam (Austin)
    Travis D. Wakeley (Hurst)
    Brian P. Troy (Keller)

    Suspensions
    Noor Amirali (Houston)
    Matthew J. Anderson (Austin)
    Brian W. Armstrong (Cleburne)
    C. W. Biggs (Denton)
    Russell K. Childs (Spring)
    Thomas M. Couch Jr. (Houston)
    Craig A. Curry (Houston)
    Daniel P. Hensley (San Antonio)
    Kyle Holland (Austin)
    Carl E. Jones (Euless)
    Texas Lance R. McCollum (Itasca)
    Marianne Springer Miller (San Antonio)
    Jeremy B. Stauss (Fort Worth)
    John Howard Towers (Plano)
    Roger D. Stevenson (San Benito)

    Interim Suspension
    Brian P. Troy (Keller)

    Letters of Admonition
    Douglas Wayne Blankenship (Addison)
    Donald H. Christie (Waco)
    Gerald S. Cohn (San Antonio)
    Patricia Bisch Green (Houston)
    Greer A. Kendall (Dallas)
    MF "Mickey" Long, II (Plano)
    Sidney J. Lorio (Bedford)
    Sharon R. Luker (Plano)
    Linnie Logan Phebus (Austin)
    Lee A. Przybyla (San Antonio)
    David L. Rhodes (Bryan)

    If you have questions about your stock brokerage account, contact us for a no charge consultation.

    Nationwide representation

    Rex Securities Law

    561 391 1900

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

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