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Robert Rex
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This blog is written by Robert H. Rex, Esq. who is a securities attorney and a passionate advocate for investors rights. With over 30 years of legal experience, 25 of which have dealt almost exclusively with the recovery of stockmarket and investment losses for mostly elderly clients, he and his... More
My company:
Rex Securities Law
My blog:
Rex Investment Loss Recovery Blog
  • Former Resource Horizons Group Broker Bob Gist Barred From Industry  0 comments
    Jun 12, 2013 3:41 PM

    On June 11, 2013, the Securities & Exchange Commission (SEC) entered a consent order against former Resource Horizons Group broker Robert A. Gist (AKA Bob Gist) enjoining him from future violations of the securities law and permanently barring him from the financial industry. FINRA had filed an action alleging that Gist had misappropriated several million dollars from his brokerage firm customers by misrepresenting that the funds would be invested in securities.

    Instead, FINRA alleged, Gist invested the money in a company he founded and perpetrated a fraud by creating and sending out fictitious account statements.

    If you have questions about the way your brokerage account has been handled call us for a no charge consultation to discuss your legal rights.

    Nationwide representation.

    Rex Securities Law

    561 391 1900

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

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