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This blog is written by Robert H. Rex, Esq. who is a securities attorney and a passionate advocate for investors rights. With over 30 years of legal experience, 25 of which have dealt almost exclusively with the recovery of stockmarket and investment losses for mostly elderly clients, he and his... More
My company:
Rex Securities Law
My blog:
Rex Investment Loss Recovery Blog
  • FINRA FIles Theft Complaint Vs. Former Raymond James Broker 0 comments
    Jun 18, 2013 4:28 PM

    On April 17, 2013, the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) filed a complaint against Paul David Arnold alleging that during the period from May 2010 to April 2011, while registered with Raymond James & Associates, Arnold misappropriated funds from an elderly (88 years of age) customer by having her sign blank checks that he later made payable to his wife and son. A total of $173,600 in customer funds was taken, according to the complaint.

    The customer trusted Arnold and had transferred the funds to him with the belief that Arnold would be helping him pay his bills and handle his finances.

    Here is a link to the FINRA complaint. According to the FINRA website, Arnold worked with Raymond James in the Largo office from 1995-2011.

    If you have questions about investment losses or the way your brokerage account has been handled, please contact us to discuss your legal rights.
    Free initial consultation.
    Nationwide representation.

    Rex Securities Law

    561 391 1900

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

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