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Robert Rex
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This blog is written by Robert H. Rex, Esq. who is a securities attorney and a passionate advocate for investors rights. With over 30 years of legal experience, 25 of which have dealt almost exclusively with the recovery of stockmarket and investment losses for mostly elderly clients, he and his... More
My company:
Rex Securities Law
My blog:
Rex Investment Loss Recovery Blog
  • Former H. Beck Broker Barred By FINRA  0 comments
    Jul 15, 2013 2:16 PM

    To resolve allegations that he effected securities transactions totaling over $27 million dollars in customer's securities accounts that were held away from, and owned by, non-customers of his member firms, Robert John Beihoff of Brookfield, Wisconsin, submitted an Offer of Settlement in which he was barred from association with any FINRA member in any capacity. FINRA Case #2010025512301.

    According to FINRA records, Beihoff was registered with the following firms:

    • H. Beck, Inc. 12/2009-12/2010
    • SII Investments, Inc. 01/1998-12/2009

    If you have questions about investment losses or the way your brokerage account has been handled, please contact us to discuss your legal rights.
    Free initial consultation.
    Nationwide representation.

    Rex Securities Law

    561 391 1900

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

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