To resolve allegations that he effected securities transactions totaling over $27 million dollars in customer's securities accounts that were held away from, and owned by, non-customers of his member firms, Robert John Beihoff of Brookfield, Wisconsin, submitted an Offer of Settlement in which he was barred from association with any FINRA member in any capacity. FINRA Case #2010025512301.
According to FINRA records, Beihoff was registered with the following firms:
- H. Beck, Inc. 12/2009-12/2010
- SII Investments, Inc. 01/1998-12/2009
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Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.