We are investigating James Allen Hall, a former broker with Brookstone Securities, Inc. on behalf of a client whose annual 401K contributions were not properly deposited. In September 2013, Hall was permanently barred from the industry by the Financial Industry Regulatory Authority (FINRA).
Hall worked from Brookstone Securities in the Orlando, FL, area from December 2006 until February 2012.
Hall also was believed to have affiliations with ExpertPlan, a provider of retirement plan services and MG Trust Company, a third party administrator.
If you have information regarding Mr. Hall we would appreciate hearing from you. If Mr. Hall handled your retirement plan and you have experienced issues with your account, contact us at 561 391 1900 to discuss your legal rights.
561 391 1900
Disclosure: The author has no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.