Rex Securities Law is investigating Berthel Fisher & Company Financial Services broker Jonathan Pyne on behalf of a retiree from the Minneapolis, MN area. Our client was sold the following alternative investments:
- Gulf Coast Rig & Equipment
- Reef Income & Development
- Leaf Equipment Leasing Fund
- Inland American
- Cornerstone Properties (now Summit Health Care)
- Columbia Properties
We anticipate filing an arbitration claim with the Financial Industry Regulatory Authority (FINRA) in the near future on behalf of our client seeking recovery of damages for misrepresentation, unsuitable investments, breach of contract, negligent supervision and breach of fiduciary duty.
According to FINRA records Jonanthan Pyne has been registered with Berthel Fisher & Company since February 2007. He was previously registered with:
- United Planners Financial Services of America8/2003-2/2007
- Clearing Services of America8/1999-9/2003
According to FINRA records, Mr. Pyne is also associated withEvergreen Financial Group of Minneapolis.
According to FINRA records Berthel Fisher & Company Financial Services, Inc. discloses 22 final regulatory matters and 9 customer arbitrations. Several of these disclosure items relate to unsuitable investments. Visit the FINRA BrokerCheck website for complete details.
If you have information you feel would be helpful to this investigation, we would appreciate hearing from you.
561 391 1900
Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.