Robert Rex's  Instablog

Robert Rex
Send Message
This blog is written by Robert H. Rex, Esq. who is a securities attorney and a passionate advocate for investors rights. With over 30 years of legal experience, 25 of which have dealt almost exclusively with the recovery of stockmarket and investment losses for mostly elderly clients, he and his... More
My company:
Rex Securities Law
My blog:
Rex Investment Loss Recovery Blog
  • RSL Investigates Jonathan Pyne-Berthel Fisher Broker 0 comments
    Feb 20, 2014 11:49 AM

    Rex Securities Law is investigating Berthel Fisher & Company Financial Services broker Jonathan Pyne on behalf of a retiree from the Minneapolis, MN area. Our client was sold the following alternative investments:

     

    • Gulf Coast Rig & Equipment
    • Reef Income & Development
    • Leaf Equipment Leasing Fund
    • Inland American
    • Cornerstone Properties (now Summit Health Care)
    • Columbia Properties


    We anticipate filing an arbitration claim with the Financial Industry Regulatory Authority (FINRA) in the near future on behalf of our client seeking recovery of damages for misrepresentation, unsuitable investments, breach of contract, negligent supervision and breach of fiduciary duty.

    According to FINRA records Jonanthan Pyne has been registered with Berthel Fisher & Company since February 2007. He was previously registered with:

     

    • United Planners Financial Services of America8/2003-2/2007
    • Clearing Services of America8/1999-9/2003


    According to FINRA records, Mr. Pyne is also associated withEvergreen Financial Group of Minneapolis.

    According to FINRA records Berthel Fisher & Company Financial Services, Inc. discloses 22 final regulatory matters and 9 customer arbitrations. Several of these disclosure items relate to unsuitable investments. Visit the FINRA BrokerCheck website for complete details.

    If you have information you feel would be helpful to this investigation, we would appreciate hearing from you.

    Nationwide representation

    Rex Securities Law

    561 391 1900

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

Back To Robert Rex's Instablog HomePage »

Instablogs are blogs which are instantly set up and networked within the Seeking Alpha community. Instablog posts are not selected, edited or screened by Seeking Alpha editors, in contrast to contributors' articles.

Comments (0)
Track new comments
Be the first to comment
Full index of posts »
Latest Followers

StockTalks

More »

Latest Comments


Instablogs are Seeking Alpha's free blogging platform customized for finance, with instant set up and exposure to millions of readers interested in the financial markets. Publish your own instablog in minutes.