Rex Securities Law is investigating Arhonda Guinn of Vero Beach, FL, on behalf of one of her former clients.
According to FINRA (Financial Industry Regulatory Authority) records Guinn was discharged by Stifel, Nicolaus & Company on May 5, 2014 for transferring money without authorization from a client to a third party for her own benefit.
Guinn was also known by the following names:
- Arhonda T'Lene Ward
- Arhonda T. Guinn
FINRA records report the following registration history:
- March 2009-May 2014Stifel Nicolaus
- Jan. 2009-March 2009Stanford Group
- Jan 2008-Jan 2009Wachovia Securities
If you have information related to this investigation, we would appreciate hearing from you. If you have suffered losses in an account handled by Arhonda Guinn, call to discuss with an experienced securities attorney how you can pursue recovery of losses through FINRA arbitration.
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Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.