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Robert Rex
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This blog is written by Robert H. Rex, Esq. who is a securities attorney and a passionate advocate for investors rights. With over 30 years of legal experience, 25 of which have dealt almost exclusively with the recovery of stockmarket and investment losses for mostly elderly clients, he and his... More
My company:
Rex Securities Law
My blog:
Rex Investment Loss Recovery Blog
  • Rex Securities Law Investigates Robin Bruce Davidson, Former LPL Financial/Western International Securities Broker 0 comments
    Apr 25, 2012 1:30 PM

    Robert Rex, Esq. is in the process of filing an arbitration action with the Financial Industry Regulatory Authority (FINRA) on behalf of a retired individual who was sold unsuitable investments, including non-traded REITs, by Robin Bruce Davidson. Davidson, who formerly worked for LPL Financial and Western International Securities, Inc., was suspended by FINRA for 16 months and fined $10,000. The FINRA allegations leading to the consent which Davidson agreed to included:

    • Davidson participated in private securities transactions involving a managed foreign currency exchange which resulted in losses to clients in excess of $2 million dollars
    • Davidson forged a customer's name to account related documents

    Davidson's CRD indicates numerous customer complaints for unsuitable investments and payouts on settlements exceed $1 million.

    If you have information which you feel may be helpful to this investigation, we would appreciate hearing from you. If you have losses in your brokerage account you may be able to recover through FINRA arbitration.

    Robert H. Rex, Esq. been helping investors recover investment losses for over twenty years. We represent clients nationwide. Free consultation. 561 391 1900

    www.RexSecuritiesLaw.com

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

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