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This blog is written by Robert H. Rex, Esq. who is a securities attorney and a passionate advocate for investors rights. With over 30 years of legal experience, 25 of which have dealt almost exclusively with the recovery of stockmarket and investment losses for mostly elderly clients, he and his... More

My company:: Rex Securities Law
My blog:: Rex Investment Loss Recovery Blog

Florida Stockbroker Disciplinary Actions-June 2012 0 comments

Aug 6, 2012 4:16 PM

FINRA's Florida Stockbroker Disciplinary Actions-June 2012
The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month.
The significant actions involving brokers in the state of Florida can be found here.
Follow this link to the FINRA website for the entire report for the month of June 2012 as well as to access earlier time periods.
Rex Securities Law
Recovering investment losses for victims nationwide for over twenty years. If you have questions about losses in your brokerage account, please contact us.
561 391 1900
Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

Themes: finra attorney, stockbroker misconduct, finra, recover investment loss, stockbroker malpractice

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