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Soreide Law Group, PLLC, is a securities litigation firm that is committed to helping victims recover financial losses due to fraudulent or negligent conduct on behalf of stock brokers or financial advisors. We are able to represent investors nationwide in the handling of their securities... More
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Securities Lawyer Blog
    May 31, 2012 1:07 AM

    Soreide Law Group, PLLC, is currently investigating claims against Douglas A. Leone of Newport Coast Securities, Irvine, California. Leone was previously, according to FINRA's Brokercheck, located in New York. Also, on FINRA's Brokercheck, currently Leone has 3 pending customer disputes against him and has other cases that have been settled in arbitration. The alleged charges settled in arbitration included: misrepresentations, fraud, deceit, breach of contract, unauthorized trades, and excessive commissions, to name a few.

    Soreide Law Group recently filed a FINRA arbitration against Newport Coast Securities and their registered representative Douglas Leone. The allegations filed relate to excessive trading or account churning.

    If you were a client of Doug Leone and you feel that your account was excessively traded or other possible allegations, call for a free consultation on how to potentially recover your losses. To speak with an attorney call 888-760-6552, or visit our website at:

    Soreide Law Group, PLLC., representing investors nationwide before FINRA the Financial Industry Regulatory Authority.

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

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