Seeking Alpha

Bradley H. Smith's  Instablog

Bradley H. Smith
Send Message
I am the Director of Marketing at Vintage / PR Newswire, with a 12 year history in Investor Relations. I will be using Seeking Alpha to announce client news - specially when they are presenting online at RetailInvestorConferences.com. These are live, real-time online roadshow TOTALLY free and... More
My blog:
  • IPOs And Transactions: March 24 – 28 0 comments
    Mar 31, 2014 2:29 PM

    There were 60 transactions filed with the SEC last week.

    Click here and opt-in to receive this weekly summary via email.

    Congratulations to all of the corporations and law firms that selected our transactions services last week including XG Technology Inc. w/ Shearman & Sterling LLP + Robinson Brog Leinwand Greene Genovese & Gluck PC, Icahn Enterprises LP w/ Proskauer Rose LLP and Pzena Investment Management Inc. w/ Skadden, Arps, Slate, Meagher & Flom LLP.

    We appreciate that they selected to work with us and we're pleased that they found us both accurate and affordable.

    Registrant

    Symbol

    Form

    Exchange

    Law firm / advisor

    RCS CAPITAL CORP

    RCAP

    S-4

    NYSE

    Akerman LLP

    DOMINION MIDSTREAM PARTNERS, LP

     

    S-1

     

    Andrews Kurth LLP

    TITAN INTERNATIONAL INC

    TWI

    S-4

    NYSE

    Bodman PLC

    RCS CAPITAL CORP

    RCAP

    S-4

    NYSE

    Bracewell & Giuliani LLP

    BIOMET INC

     

    S-1

     

    Cleary Gottlieb Steen & Hamilton LLP

    AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC

     

    N-2

     

    Clifford Chance US LLP

    AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC

     

    N-2

     

    Clifford Chance US LLP

    AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC

     

    N-2

     

    Clifford Chance US LLP

    ARIOSA DIAGNOSTICS, INC.

     

    S-1

     

    Cooley LLP

    IRIDIUM COMMUNICATIONS INC.

    IRDMU

    S-3

    Nasdaq

    Cooley LLP

    SYNDAX PHARMACEUTICALS INC

     

    S-1

     

    Cooley LLP

    CYRUSONE INC.

    CONE

    S-3

    Nasdaq

    Cravath, Swaine & Moore LLP

    ARIOSA DIAGNOSTICS, INC.

     

    S-1

     

    Davis Polk & Wardwell LLP

    HD SUPPLY HOLDINGS, INC.

    HDS

    S-1

    Nasdaq

    Debevoise & Plimpton LLP

    SERVICEMASTER GLOBAL HOLDINGS INC

     

    S-1

     

    Debevoise & Plimpton LLP

    VOXELJET AG

    VJET

    F-1

    NYSE

    Dechert LLP

    TUBEMOGUL INC

     

    S-1

     

    DLA Piper LLP (US)

    TUBEMOGUL INC

     

    S-1

     

    Fenwick & West LLP

    ACTAVIS PLC

     

    S-4

    NYSE

    Forest Laboratories, Inc.

    ELLINGTON RESIDENTIAL MORTGAGE REIT

    EARN

    S-11

    NYSE

    Fried, Frank, Harris, Shriver & Jacobson LLP

    ADT CORP

    ADT

    S-4

    NYSE

    Gibson, Dunn & Crutcher LLP

    BOX INC

     

    S-1

     

    Goodwin Procter LLP

    MAPI - PHARMA LTD

     

    F-1

     

    Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co.

    MAPI - PHARMA LTD

     

    F-1

     

    Haynes and Boone, LLP

    IBERIABANK CORP

    IBKC

    S-4

    Nasdaq

    Haynie Rake Repass & Lowry, P.C.

    ACTINIUM PHARMACEUTICALS, INC.

    ATNM

    S-3

    OTC

    Hiscock & Barclay, LLP

    SYNDAX PHARMACEUTICALS INC

     

    S-1

     

    Hogan Lovells US LLP

    ELLINGTON RESIDENTIAL MORTGAGE REIT

    EARN

    S-11

    NYSE

    Hunton & Williams LLP

    RCS CAPITAL CORP

    RCAP

    S-4

    NYSE

    Investors Capital Holdings, Ltd.

    AXIALL CORP/DE/

    AXLL

    S-4

    NYSE

    Jones Day

    IBERIABANK CORP

    IBKC

    S-4

    Nasdaq

    Jones Walker LLP

    AFS SENSUB CORP.

     

    S-3

     

    Katten Muchin Rosenman LLP

    WHEELER REAL ESTATE INVESTMENT TRUST, INC.

    WHLR

    S-11

    Nasdaq

    Kaufman & Canoles, P.C.

    NORDSTROM INC

    JWN

    S-4

    NYSE

    Lane Powell PC

    ACTAVIS PLC

     

    S-4

    NYSE

    Latham & Watkins LLP

    PELICAN LANDING GOLF RESORT VENTURES INC

     

    S-4

     

    Latham & Watkins LLP

    REGENCY ENERGY PARTNERS LP

    RGP

    S-3

    NYSE

    Latham & Watkins LLP

    SEAWORLD ENTERTAINMENT, INC.

    SEAS

    S-1

    NYSE

    Latham & Watkins LLP

    SIRVA INC

     

    S-1

     

    Latham & Watkins LLP

    NEMAURA MEDICAL INC.

     

    S-1

     

    Loeb & Loeb LLP

    CAPITAL ONE AUTO RECEIVABLES LLC

     

    S-3

     

    Mayer Brown LLP

    WHEELER REAL ESTATE INVESTMENT TRUST, INC.

    WHLR

    S-11

    Nasdaq

    McCarter & English, LLP

    MILLENIA HOPE INC

    MLHI

    10-12G

     

    Millenia Hope, Inc.

    CADUS CORP

    KDUS

    S-1

    OTC

    Morrison Cohen LLP

    YADKIN FINANCIAL CORP

    YDKN

    S-4

    Nasdaq

    Nelson Mullins Riley & Scarborough LLP

    NORDSTROM INC

    JWN

    S-4

    NYSE

    Nordstrom, Inc.

    FORWARD INDUSTRIES INC

    FORD

    S-1

    Nasdaq

    Olshan Frome Wolosky LLP

    VOXELJET AG

    VJET

    F-1

    NYSE

    Paul Hastings LLP

    HOUGHTON MIFFLIN HARCOURT CO

    HMHC

    S-1

    Nasdaq

    Paul, Weiss, Rifkind, Wharton & Garrison LLP

    INUVO, INC.

    INUV

    S-3

    NYSE

    Pearlman Schneider LLP

    SOLITARIO EXPLORATION & ROYALTY CORP.

    XPL

    S-3

    NYSE

    Polsinelli PC

    ICAHN ENTERPRISES L.P.

    IEP

    S-4

    Nasdaq

    Proskauer Rose LLP

    RCS CAPITAL CORP

    RCAP

    S-4

    NYSE

    Proskauer Rose LLP

    CBD ENERGY LTD

    YBD

    F-1

     

    Reed Smith LLP

    XG TECHNOLOGY, INC.

    XGTI

    S-1

    Nasdaq

    Robinson Brog Leinwand Greene Genovese & Gluck P.C.

    CARTER WILLIAM CO

     

    S-4

     

    Ropes & Gray LLP

    HD SUPPLY HOLDINGS, INC.

    HDS

    S-1

    Nasdaq

    Ropes & Gray LLP

    KARYOPHARM THERAPEUTICS INC.

    KPTI

    S-1

    Nasdaq

    Ropes & Gray LLP

    MERCURY PAYMENT SYSTEMS, INC.

     

    S-1

    Nasdaq

    Ropes & Gray LLP

    REALCO INTERNATIONAL, INC

     

    S-1

     

    Securities Compliance Group, Ltd.

    500.COM LTD

    WBAI

    F-1

    NYSE

    Shearman & Sterling LLP

    TITAN INTERNATIONAL INC

    TWI

    S-4

    NYSE

    Shearman & Sterling LLP

    XG TECHNOLOGY, INC.

    XGTI

    S-1

    Nasdaq

    Shearman & Sterling LLP

    GEOSPATIAL CORP

    GSPH

    S-1

    OTC

    Sherrard, German & Kelly, P.C.

    RR DONNELLEY & SONS CO

    RRD

    S-3

    Nasdaq

    Sidley Austin LLP

    500.COM LTD

    WBAI

    F-1

    NYSE

    Simpson Thacher & Bartlett

    KILGORE COMPANIES, LLC

     

    S-4

     

    Simpson Thacher & Bartlett LLP

    MERCURY PAYMENT SYSTEMS, INC.

     

    S-1

    Nasdaq

    Simpson Thacher & Bartlett LLP

    SEAWORLD ENTERTAINMENT, INC.

    SEAS

    S-1

    NYSE

    Simpson Thacher & Bartlett LLP

    SERVICEMASTER GLOBAL HOLDINGS INC

     

    S-1

     

    Simpson Thacher & Bartlett LLP

    PZENA INVESTMENT MANAGEMENT, INC.

    PZN

    S-3

    NYSE

    Skadden, Arps, Slate, Meagher & Flom LLP

    TRIANGLE PETROLEUM CORP

    TPLM

    S-3

    NYSE

    Skadden, Arps, Slate, Meagher & Flom LLP

    WESTERN ASSET MORTGAGE CAPITAL CORP

    WMC

    S-3

    NYSE

    Skadden, Arps, Slate, Meagher & Flom LLP

    SPECTRUM PHARMACEUTICALS INC

    SPPI

    S-3

    Nasdaq

    Stradling Yocca Carlson & Rauth

    SOLAR CAPITAL LTD.

    SLRC

    N-2

    Nasdaq

    Sutherland Asbill & Brennan LLP

    SOLAR SENIOR CAPITAL LTD.

    SUNS

    N-2

    Nasdaq

    Sutherland Asbill & Brennan LLP

    SYNDAX PHARMACEUTICALS INC

     

    S-1

     

    Syndax Pharmaceuticals, Inc.

    PERNIX GROUP, INC.

    PRXG

    S-1

    OTC

    Thompson Coburn LLP

    CACHE INC

    CACH

    S-3

    Nasdaq

    Thompson Hine LLP

    CRESTWOOD MIDSTREAM PARTNERS LP

    CMLP

    S-3

    NYSE

    Vinson & Elkins L.L.P.

    DOMINION MIDSTREAM PARTNERS, LP

     

    S-1

     

    Vinson & Elkins L.L.P.

    ACTAVIS PLC

     

    S-4

    NYSE

    Wachtell, Lipton, Rosen & Katz

    PELICAN LANDING GOLF RESORT VENTURES INC

     

    S-4

     

    WCI Communities, Inc.

    SIRVA INC

     

    S-1

     

    Weil, Gotshal & Manges LLP

    CARTER WILLIAM CO

     

    S-4

     

    William Carter Company

    DURATA THERAPEUTICS, INC.

    DRTX

    S-3

    Nasdaq

    Wilmer Cutler Pickering Hale and Dorr LLP

    KARYOPHARM THERAPEUTICS INC.

    KPTI

    S-1

    Nasdaq

    Wilmer Cutler Pickering Hale and Dorr LLP

    BOX INC

     

    S-1

     

    Wilson Sonsini Goodrich & Rosati, P.C.

    YADKIN FINANCIAL CORP

    YDKN

    S-4

    Nasdaq

    Womble Carlyle Sandridge & Rice, LLP

    MAPI - PHARMA LTD

     

    F-1

     

    Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

    Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

    Click here to review the week's underwriters.

    Have a great week.

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

    Themes: IPO
Back To Bradley H. Smith's Instablog HomePage »

Instablogs are blogs which are instantly set up and networked within the Seeking Alpha community. Instablog posts are not selected, edited or screened by Seeking Alpha editors, in contrast to contributors' articles.

Comments (0)
Track new comments
Be the first to comment
Full index of posts »
Latest Followers

StockTalks

More »
Posts by Themes
Instablogs are Seeking Alpha's free blogging platform customized for finance, with instant set up and exposure to millions of readers interested in the financial markets. Publish your own instablog in minutes.