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IPOs And Transactions: March 24 – 28

There were 60 transactions filed with the SEC last week.

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Registrant

Symbol

Form

Exchange

Law firm / advisor

RCS CAPITAL CORP

RCAP

S-4

NYSE

Akerman LLP

DOMINION MIDSTREAM PARTNERS, LP

 

S-1

 

Andrews Kurth LLP

TITAN INTERNATIONAL INC

TWI

S-4

NYSE

Bodman PLC

RCS CAPITAL CORP

RCAP

S-4

NYSE

Bracewell & Giuliani LLP

BIOMET INC

 

S-1

 

Cleary Gottlieb Steen & Hamilton LLP

AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC

 

N-2

 

Clifford Chance US LLP

AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC

 

N-2

 

Clifford Chance US LLP

AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC

 

N-2

 

Clifford Chance US LLP

ARIOSA DIAGNOSTICS, INC.

 

S-1

 

Cooley LLP

IRIDIUM COMMUNICATIONS INC.

IRDMU

S-3

Nasdaq

Cooley LLP

SYNDAX PHARMACEUTICALS INC

 

S-1

 

Cooley LLP

CYRUSONE INC.

CONE

S-3

Nasdaq

Cravath, Swaine & Moore LLP

ARIOSA DIAGNOSTICS, INC.

 

S-1

 

Davis Polk & Wardwell LLP

HD SUPPLY HOLDINGS, INC.

HDS

S-1

Nasdaq

Debevoise & Plimpton LLP

SERVICEMASTER GLOBAL HOLDINGS INC

 

S-1

 

Debevoise & Plimpton LLP

VOXELJET AG

VJET

F-1

NYSE

Dechert LLP

TUBEMOGUL INC

 

S-1

 

DLA Piper LLP (US)

TUBEMOGUL INC

 

S-1

 

Fenwick & West LLP

ACTAVIS PLC

 

S-4

NYSE

Forest Laboratories, Inc.

ELLINGTON RESIDENTIAL MORTGAGE REIT

EARN

S-11

NYSE

Fried, Frank, Harris, Shriver & Jacobson LLP

ADT CORP

ADT

S-4

NYSE

Gibson, Dunn & Crutcher LLP

BOX INC

 

S-1

 

Goodwin Procter LLP

MAPI - PHARMA LTD

 

F-1

 

Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co.

MAPI - PHARMA LTD

 

F-1

 

Haynes and Boone, LLP

IBERIABANK CORP

IBKC

S-4

Nasdaq

Haynie Rake Repass & Lowry, P.C.

ACTINIUM PHARMACEUTICALS, INC.

ATNM

S-3

OTC

Hiscock & Barclay, LLP

SYNDAX PHARMACEUTICALS INC

 

S-1

 

Hogan Lovells US LLP

ELLINGTON RESIDENTIAL MORTGAGE REIT

EARN

S-11

NYSE

Hunton & Williams LLP

RCS CAPITAL CORP

RCAP

S-4

NYSE

Investors Capital Holdings, Ltd.

AXIALL CORP/DE/

AXLL

S-4

NYSE

Jones Day

IBERIABANK CORP

IBKC

S-4

Nasdaq

Jones Walker LLP

AFS SENSUB CORP.

 

S-3

 

Katten Muchin Rosenman LLP

WHEELER REAL ESTATE INVESTMENT TRUST, INC.

WHLR

S-11

Nasdaq

Kaufman & Canoles, P.C.

NORDSTROM INC

JWN

S-4

NYSE

Lane Powell PC

ACTAVIS PLC

 

S-4

NYSE

Latham & Watkins LLP

PELICAN LANDING GOLF RESORT VENTURES INC

 

S-4

 

Latham & Watkins LLP

REGENCY ENERGY PARTNERS LP

RGP

S-3

NYSE

Latham & Watkins LLP

SEAWORLD ENTERTAINMENT, INC.

SEAS

S-1

NYSE

Latham & Watkins LLP

SIRVA INC

 

S-1

 

Latham & Watkins LLP

NEMAURA MEDICAL INC.

 

S-1

 

Loeb & Loeb LLP

CAPITAL ONE AUTO RECEIVABLES LLC

 

S-3

 

Mayer Brown LLP

WHEELER REAL ESTATE INVESTMENT TRUST, INC.

WHLR

S-11

Nasdaq

McCarter & English, LLP

MILLENIA HOPE INC

MLHI

10-12G

 

Millenia Hope, Inc.

CADUS CORP

KDUS

S-1

OTC

Morrison Cohen LLP

YADKIN FINANCIAL CORP

YDKN

S-4

Nasdaq

Nelson Mullins Riley & Scarborough LLP

NORDSTROM INC

JWN

S-4

NYSE

Nordstrom, Inc.

FORWARD INDUSTRIES INC

FORD

S-1

Nasdaq

Olshan Frome Wolosky LLP

VOXELJET AG

VJET

F-1

NYSE

Paul Hastings LLP

HOUGHTON MIFFLIN HARCOURT CO

HMHC

S-1

Nasdaq

Paul, Weiss, Rifkind, Wharton & Garrison LLP

INUVO, INC.

INUV

S-3

NYSE

Pearlman Schneider LLP

SOLITARIO EXPLORATION & ROYALTY CORP.

XPL

S-3

NYSE

Polsinelli PC

ICAHN ENTERPRISES L.P.

IEP

S-4

Nasdaq

Proskauer Rose LLP

RCS CAPITAL CORP

RCAP

S-4

NYSE

Proskauer Rose LLP

CBD ENERGY LTD

YBD

F-1

 

Reed Smith LLP

XG TECHNOLOGY, INC.

XGTI

S-1

Nasdaq

Robinson Brog Leinwand Greene Genovese & Gluck P.C.

CARTER WILLIAM CO

 

S-4

 

Ropes & Gray LLP

HD SUPPLY HOLDINGS, INC.

HDS

S-1

Nasdaq

Ropes & Gray LLP

KARYOPHARM THERAPEUTICS INC.

KPTI

S-1

Nasdaq

Ropes & Gray LLP

MERCURY PAYMENT SYSTEMS, INC.

 

S-1

Nasdaq

Ropes & Gray LLP

REALCO INTERNATIONAL, INC

 

S-1

 

Securities Compliance Group, Ltd.

500.COM LTD

WBAI

F-1

NYSE

Shearman & Sterling LLP

TITAN INTERNATIONAL INC

TWI

S-4

NYSE

Shearman & Sterling LLP

XG TECHNOLOGY, INC.

XGTI

S-1

Nasdaq

Shearman & Sterling LLP

GEOSPATIAL CORP

GSPH

S-1

OTC

Sherrard, German & Kelly, P.C.

RR DONNELLEY & SONS CO

RRD

S-3

Nasdaq

Sidley Austin LLP

500.COM LTD

WBAI

F-1

NYSE

Simpson Thacher & Bartlett

KILGORE COMPANIES, LLC

 

S-4

 

Simpson Thacher & Bartlett LLP

MERCURY PAYMENT SYSTEMS, INC.

 

S-1

Nasdaq

Simpson Thacher & Bartlett LLP

SEAWORLD ENTERTAINMENT, INC.

SEAS

S-1

NYSE

Simpson Thacher & Bartlett LLP

SERVICEMASTER GLOBAL HOLDINGS INC

 

S-1

 

Simpson Thacher & Bartlett LLP

PZENA INVESTMENT MANAGEMENT, INC.

PZN

S-3

NYSE

Skadden, Arps, Slate, Meagher & Flom LLP

TRIANGLE PETROLEUM CORP

TPLM

S-3

NYSE

Skadden, Arps, Slate, Meagher & Flom LLP

WESTERN ASSET MORTGAGE CAPITAL CORP

WMC

S-3

NYSE

Skadden, Arps, Slate, Meagher & Flom LLP

SPECTRUM PHARMACEUTICALS INC

SPPI

S-3

Nasdaq

Stradling Yocca Carlson & Rauth

SOLAR CAPITAL LTD.

SLRC

N-2

Nasdaq

Sutherland Asbill & Brennan LLP

SOLAR SENIOR CAPITAL LTD.

SUNS

N-2

Nasdaq

Sutherland Asbill & Brennan LLP

SYNDAX PHARMACEUTICALS INC

 

S-1

 

Syndax Pharmaceuticals, Inc.

PERNIX GROUP, INC.

PRXG

S-1

OTC

Thompson Coburn LLP

CACHE INC

CACH

S-3

Nasdaq

Thompson Hine LLP

CRESTWOOD MIDSTREAM PARTNERS LP

CMLP

S-3

NYSE

Vinson & Elkins L.L.P.

DOMINION MIDSTREAM PARTNERS, LP

 

S-1

 

Vinson & Elkins L.L.P.

ACTAVIS PLC

 

S-4

NYSE

Wachtell, Lipton, Rosen & Katz

PELICAN LANDING GOLF RESORT VENTURES INC

 

S-4

 

WCI Communities, Inc.

SIRVA INC

 

S-1

 

Weil, Gotshal & Manges LLP

CARTER WILLIAM CO

 

S-4

 

William Carter Company

DURATA THERAPEUTICS, INC.

DRTX

S-3

Nasdaq

Wilmer Cutler Pickering Hale and Dorr LLP

KARYOPHARM THERAPEUTICS INC.

KPTI

S-1

Nasdaq

Wilmer Cutler Pickering Hale and Dorr LLP

BOX INC

 

S-1

 

Wilson Sonsini Goodrich & Rosati, P.C.

YADKIN FINANCIAL CORP

YDKN

S-4

Nasdaq

Womble Carlyle Sandridge & Rice, LLP

MAPI - PHARMA LTD

 

F-1

 

Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

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Have a great week.

Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.