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Bradley H. Smith's  Instablog

Bradley H. Smith
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I am the Director of Marketing at Vintage / PR Newswire, with a 12 year history in Investor Relations. I will be using Seeking Alpha to announce client news - specially when they are presenting online at RetailInvestorConferences.com. These are live, real-time online roadshow TOTALLY free and... More
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  • IPOs And Transactions: April 7 – 11 0 comments
    Apr 14, 2014 11:46 AM | about stocks: BURL, OPRX, LXU, CYMA, THLD, AGIO, ASTI, LIQD, DCT, PRKR, STEV, TUNG, FFIC, XBKS, AVXL, CANF, MMLP, PPRO, ARTX, FFNM, NAMG, MEIP, ABMC, IZEA, ROIA, FREE, TLLP, JGW, FFBC, VNRX, TICC, AR, NSLP, CSV

    There were 54 transactions filed with the SEC last week.

    Congratulations to all of the corporations and law firms that selected our transactions services last week including SD Co. Inc. w/ Wong Fleming PC + Dickinson Wright PLLC, Liquid Holdings Group Inc. w/ Gibson, Dunn & Crutcher LLP + Sidley Austin LLP and Tungsten Corp w/ Greenberg Traurig, LLP.

    We appreciate that they selected to work with us and we're pleased that they found us both accurate and affordable.

    Registrant

    Symbol

    Form

    Exchange

    Law firm / advisor

    LAREDO GAS SERVICES, LLC

     

    S-4

     

    Akin Gump Strauss Hauer & Feld LLP

    ASHFORD INC

     

    10-12B

     

    Andrews Kurth LLP

    ATHLON ENERGY INC.

     

    S-1

    NYSE

    Baker Botts L.L.P.

    FORUM ACQUISITIONS I, INC.

     

    10-12G

     

    BlackPool Acquisitions, LLC.

    UPHOLSTERY INTERNATIONAL, INC.

     

    S-1

     

    Business Filings Inc.

    WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC

     

    S-3

     

    Cadwalader, Wickersham & Taft LLP

    BURLINGTON STORES, INC.

    BURL

    S-1

    NYSE

    Cahill Gordon & Reindel LLP

    OPTIMIZERX CORP

    OPRX

    S-1

    OTC

    Cane Clark, LLP

    LSB INDUSTRIES INC

    LXU

    S-4

    NYSE

    Conner & Winters, LLP

    DANCE BIOPHARM, INC.

     

    S-1

     

    Cooley LLP

    MINERVA NEUROSCIENCES, INC.

     

    S-1

     

    Cooley LLP

    MOBILE IRON, INC.

     

    S-1

     

    Cooley LLP

    ZENDESK, INC.

     

    S-1

     

    Cooley LLP

    CYMABAY THERAPEUTICS, INC.

    CYMA

    S-1

    Nasdaq

    Cooley LLP

    THRESHOLD PHARMACEUTICALS INC

    THLD

    S-3

    Nasdaq

    Cooley LLP

    GASLOG PARTNERS LP

     

    F-1

     

    Cravath, Swaine & Moore LLP

    AGIOS PHARMACEUTICALS INC

    AGIO

    S-1

    Nasdaq

    Davis Polk & Wardwell LLP

    SD CO INC

     

    S-1

     

    Dickinson Wright, PLLC

    FOREFRONT INCOME TRUST

     

    N-2

     

    Ellenoff Grossman & Schole LLP

    HEMPAMERICANA, INC.

     

    S-1

     

    ETN Services, LLC

    ASCENT SOLAR TECHNOLOGIES, INC.

    ASTI

    S-3

    Nasdaq

    Faegre Baker Daniels LLP

    MOBILE IRON, INC.

     

    S-1

     

    Fenwick & West LLP

    LIQUID HOLDINGS GROUP, INC.

    LIQD

    S-1

    Nasdaq

    Gibson, Dunn & Crutcher LLP

    ZENDESK, INC.

     

    S-1

     

    Goodwin Procter LLP

    CYMABAY THERAPEUTICS, INC.

    CYMA

    S-1

    Nasdaq

    Goodwin Procter LLP

    DCT INDUSTRIAL TRUST INC.

    DCT

    S-4

    NYSE

    Goodwin Procter LLP

    PARKERVISION INC

    PRKR

    S-3

    Nasdaq

    Graubard Miller

    STEVIA CORP

    STEV

    S-1

    OTC

    Greenberg Traurig, LLP

    TUNGSTEN CORP.

    TUNG

    S-1

    OTC

    Greenberg Traurig, LLP.

    GOODMAN NETWORKS INC

     

    S-1

     

    Haynes and Boone, LLP

    FLUSHING FINANCIAL CORP

    FFIC

    S-3

    Nasdaq

    Hughes Hubbard & Reed LLP

    XENITH BANKSHARES, INC.

    XBKS

    S-4

    Nasdaq

    Hunton & Williams LLP

    ANAVEX LIFE SCIENCES CORP.

    AVXL

    S-1

    OTC

    K&L Gates LLP

    CAN-FITE BIOPHARMA LTD.

    CANF

    F-1

    NYSE

    Kantor & Co.

    BURLINGTON STORES, INC.

    BURL

    S-1

    NYSE

    Kirkland & Ellis LLP

    GASLOG PARTNERS LP

     

    F-1

     

    Latham & Watkins LLP

    GOODMAN NETWORKS INC

     

    S-1

     

    Latham & Watkins LLP

    PARSLEY ENERGY, INC.

     

    S-1

     

    Latham & Watkins LLP

    PRINCIPAL MARITIME TANKERS CORP

     

    S-1

     

    Latham & Watkins LLP

    ATHLON ENERGY INC.

     

    S-1

    NYSE

    Latham & Watkins LLP

    MARTIN MIDSTREAM PARTNERS LP

    MMLP

    S-4

    Nasdaq

    Locke Lord LLP

    PATENT PROPERTIES, INC.

    PPRO

    S-3

    OTC

    Loeb & Loeb LLP

    DANCE BIOPHARM, INC.

     

    S-1

     

    Lowenstein Sandler LLP

    AROTECH CORP

    ARTX

    S-3

    Nasdaq

    Lowenstein Sandler LLP

    FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.

    FFNM

    S-4

    Nasdaq

    Luse Gorman Pomerenk & Schick, P.C.

    NORTH AMERICAN OIL & GAS CORP.

    NAMG

    S-1

    OTC

    Matthew C. McMurdo, Esq.,

    MOBILE IRON, INC.

     

    S-1

     

    Mobile Iron, Inc.

    MINERVA NEUROSCIENCES, INC.

     

    S-1

     

    Morgan Lewis & Bockius LLP

    MEI PHARMA, INC.

    MEIP

    S-3

    Nasdaq

    Morgan, Lewis & Bockius LLP

    AMERICAN BIO MEDICA CORP

    ABMC

    S-1

    OTC

    Olshan Frome Wolosky LLP

    IZEA, INC.

    IZEA

    S-1

    OTC

    Olshan Frome Wolosky LLP

    GABELLI MULTIMEDIA TRUST INC.

    XGGTX

    N-2

    NYSE

    Paul Hastings LLP

    PRINCIPAL MARITIME TANKERS CORP

     

    S-1

     

    Paul, Weiss, Rifkind, Wharton & Garrison LLP

    RADIO ONE, INC.

    ROIA

    S-3

    Nasdaq

    Radio One, Inc.

    FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC.

    FFNM

    S-4

    Nasdaq

    Shumaker, Loop & Kendrick, LLP

    FREESEAS INC.

    FREE

    F-1

    Nasdaq

    Sichenzia Ross Friedman Ference LLP

    CAN-FITE BIOPHARMA LTD.

    CANF

    F-1

    NYSE

    Sichenzia Ross Friedman Ference LLP

    WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC

     

    S-3

     

    Sidley Austin LLP

    LIQUID HOLDINGS GROUP, INC.

    LIQD

    S-1

    Nasdaq

    Sidley Austin LLP

    JUMEI INTERNATIONAL HOLDING LTD

     

    F-1

     

    Simpson Thacher & Bartlett LLP

    TESORO LOGISTICS LP

    TLLP

    S-4

    NYSE

    Simpson Thacher & Bartlett LLP

    DUFF & PHELPS ENERGY MLP TOTAL RETURN FUND INC.

     

    N-2

     

    Simpson Thacher & Bartlett LLP

    JUMEI INTERNATIONAL HOLDING LTD

     

    F-1

     

    Skadden, Arps, Slate, Meagher & Flom LLP

    JGWPT HOLDINGS INC.

    JGW

    S-1

    NYSE

    Skadden, Arps, Slate, Meagher & Flom LLP

    FIRST FINANCIAL BANCORP /OH/

    FFBC

    S-4

    Nasdaq

    Squire Sanders LLP

    VOLITIONRX LTD

    VNRX

    S-1

    OTC

    Stradling Yocca Carlson & Rauth, P.C.

    TICC CAPITAL CORP.

    TICC

    N-2

    Nasdaq

    Sutherland Asbill & Brennan LLP

    PARSLEY ENERGY, INC.

     

    S-1

     

    Vinson & Elkins L.L.P.

    ANTERO RESOURCES CORP

    AR

    S-4

    NYSE

    Vinson & Elkins L.L.P.

    NEW SOURCE ENERGY PARTNERS L.P.

    NSLP

    S-3

    NYSE

    Vinson & Elkins L.L.P.

    CARRIAGE SERVICES INC

    CSV

    S-3

    OTC

    Vinson & Elkins L.L.P.

    DUFF & PHELPS ENERGY MLP TOTAL RETURN FUND INC.

     

    N-2

     

    Virtus Investment Partners, Inc.

    FIRST FINANCIAL BANCORP /OH/

    FFBC

    S-4

    Nasdaq

    Vorys, Sater, Seymour and Pease LLP

    XENITH BANKSHARES, INC.

    XBKS

    S-4

    Nasdaq

    Williams Mullen

    AGIOS PHARMACEUTICALS INC

    AGIO

    S-1

    Nasdaq

    Wilmer Cutler Pickering Hale and Dorr LLP

    SD CO INC

     

    S-1

     

    Wong Fleming, P.C.

    Click here to review the week's underwriters.

    Have a great week.

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

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