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Bradley H. Smith
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I am the Director of Marketing at Vintage / PR Newswire, with a 12 year history in Investor Relations. I will be using Seeking Alpha to announce client news - specially when they are presenting online at RetailInvestorConferences.com. These are live, real-time online roadshow TOTALLY free and... More
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  • IPOs And Transactions: July 28 – August 1 0 comments
    Aug 4, 2014 11:33 AM | about stocks: ACM, ACP, AGN, AEYE, AMD, VER, BANX, BAXS, BKEP, CLDN, NHMD, EFSC, EGBN, FET, FREE, GLSO, GPNE, HKUP, JONE, KWK, NRTI, PEBO, PPBI, RGSE, SFNC, SNMX, SRDX, SWAY, TNXP, VTIV, XGTI, ZOES

    There were 54 transactions filed with the SEC last week.

    Congratulations to all of the corporations and law firms that selected our transactions services last week including Inergetics w/ Silverman Shin Byrne & Gilchrest PLLC,GlassesOff Inc. w/ Greenberg Traurig PA andBaxano Surgical Inc. w/ Goodwin Procter LLP.

    Also, wondering who are the top law firms are for 2014 transactions?Read here.

    Registrant

    Symbol

    Form

    Exchange

    Law firm / Advisor

    BLUEKNIGHT ENERGY PARTNERS, L.P.

    BKEP

    S-3

    Nasdaq

    Baker Botts L.L.P.

    FORUM ENERGY TECHNOLOGIES, INC.

    FET

    S-4

    NYSE

    Baker Botts L.L.P.

    JONES ENERGY, INC.

    JONE

    S-3

    NYSE

    Baker Botts L.L.P.

    SIMMONS FIRST NATIONAL CORP

    SFNC

    S-4

    Nasdaq

    Baker, Donelson, Bearman, Caldwell & Berkowitz, PC

    PEOPLES BANCORP INC

    PEBO

    S-4

    Nasdaq

    Brouse McDowell, LPA

    REAL GOODS SOLAR, INC.

    RGSE

    S-3

    Nasdaq

    Brownstein Hyatt Farber Schreck, LLP

    ENTERPRISE FINANCIAL SERVICES CORP

    EFSC

    S-3

    Nasdaq

    Bryan Cave LLP

    EAGLE BANCORP INC

    EGBN

    S-4

    Nasdaq

    BuckleySandler LLP

    EYEGATE PHARMACEUTICALS INC

     

    S-1

     

    Burns & Levinson LLP

    CELLADON CORP

    CLDN

    S-1

    Nasdaq

    Cooley LLP

    SENOMYX INC

    SNMX

    S-3

    Nasdaq

    Cooley LLP

    SIMMONS FIRST NATIONAL CORP

    SFNC

    S-4

    Nasdaq

    Covington & Burling LLP

    KIBUSH CAPITAL CORP

     

    10-12G

     

    David Lubin & Associates, PLLC

    GRUPO AVAL ACCIONES Y VALORES S.A.

     

    F-1

     

    Davis Polk & Wardwell LLP

    VIRGIN AMERICA INC.

     

    S-1

     

    Davis Polk & Wardwell LLP

    QUICKSILVER RESOURCES INC

    KWK

    S-3

    NYSE

    Davis Polk & Wardwell LLP

    HIGHLAND HEALTHCARE EQUITY INCOME & GROWTH FUND

     

    N-2

     

    Dechert LLP

    STONECASTLE FINANCIAL CORP.

    BANX

    N-2

    Nasdaq

    Dechert LLP

    AVENUE INCOME CREDIT STRATEGIES FUND

    ACP

    N-2

    NYSE

    Dechert LLP

    PEOPLES BANCORP INC

    PEBO

    S-4

    Nasdaq

    Dinsmore & Shohl LLP

    DIVIDEND CAPITAL DIVERSIFIED PROPERTY FUND INC.

     

    S-11

     

    DLA Piper LLP

    ENOVA INTERNATIONAL, INC.

     

    10-12B

     

    Enova International, Inc.

    SURMODICS INC

    SRDX

    S-3

    Nasdaq

    Faegre Baker Daniels LLP

    DOMINOVAS ENERGY CORP

    WSEG

    S-1

    OTC

    Frederick C. Bauman, Atty.

    TRANSFIRST INC.

     

    S-1

     

    Fried, Frank, Harris, Shriver & Jacobson LLP

    STOCKBRIDGE/SBE INVESTMENT COMPANY, LLC

     

    10-12G

     

    Gibson, Dunn & Crutcher LLP

    AECOM TECHNOLOGY CORP

    ACM

    S-4

    NYSE

    Gibson, Dunn & Crutcher LLP

    BAXANO SURGICAL, INC.

    BAXS

    S-3

    Nasdaq

    Goodwin Procter LLP

    GLASSESOFF INC.

    GLSO

    S-1

    OTC

    Greenberg Traurig, P.A.

    GRANITO ACQUISITION I, INC.

     

    S-1

     

    Harold Gewerter, Esq.

    STEM SALES, INC.

     

    S-1

     

    Harrison Law, P.A.

    ALION SCIENCE & TECHNOLOGY CORP

     

    S-1

     

    Holland & Knight LLP

    EAGLE BANCORP INC

    EGBN

    S-4

    Nasdaq

    Holland & Knight LLP

    PACIFIC PREMIER BANCORP INC

    PPBI

    S-3

    Nasdaq

    Holland & Knight LLP

    ZOE'S KITCHEN, INC.

    ZOES

    S-1

    NYSE

    Kirkland & Ellis LLP

    ALION SCIENCE & TECHNOLOGY CORP

     

    S-1

     

    Latham & Watkins LLP

    VIRGIN AMERICA INC.

     

    S-1

     

    Latham & Watkins LLP

    CELLADON CORP

    CLDN

    S-1

    Nasdaq

    Latham & Watkins LLP

    ACTAVIS PLC

    ACT

    S-3

    NYSE

    Latham & Watkins LLP

    ADVANCED MICRO DEVICES INC

    AMD

    S-4

    NYSE

    Latham & Watkins LLP

    STARWOOD WAYPOINT RESIDENTIAL TRUST

    SWAY

    S-11

    NYSE

    Latham & Watkins LLP

    ZOE'S KITCHEN, INC.

    ZOES

    S-1

    NYSE

    Latham & Watkins LLP

    BEMAX, INC.

     

    S-1

     

    Law Offices of Carl A. Generes

    CABINET GROW, INC.

     

    S-1

     

    Legal & Compliance, LLC

    ASTERIKO CORP.

     

    S-1

     

    Matheau J. W. Stout, Esq.

    IHOOKUP SOCIAL, INC.

    HKUP

    S-1

    OTC

    Matthew C. McMurdo, Esq.

    EYEGATE PHARMACEUTICALS INC

     

    S-1

     

    Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

    CAPITAL RESOURCE ALLIANCE, INC.

    CRRA

    10-12G

    OTC

    Nate's Foods Co.

    NEXT GRAPHITE, INC.

    GPNE

    10-12G

    OTC

    Next Graphite, Inc.

    JAGUAR MINING INC

     

    F-1

    OTC

    Norton Rose Fulbright Canada LLP

    STONECASTLE FINANCIAL CORP.

    BANX

    N-2

    Nasdaq

    Pepper Hamilton LLP

    AMERICAN REALTY CAPITAL PROPERTIES, INC.

    ARCP

    S-4

    Nasdaq

    Proskauer Rose LLP

    SIMMONS FIRST NATIONAL CORP

    SFNC

    S-4

    Nasdaq

    Quattlebaum, Grooms, Tull & Burrow, PLLC

    XG TECHNOLOGY, INC.

    XGTI

    S-3

    Nasdaq

    Robinson Brog Leinwand Greene Genovese & Gluck P.C.

    TRANSFIRST INC.

     

    S-1

     

    Ropes & Gray LLP

    KARNET CAPITAL CORP.

     

    S-1

     

    Scott D. Olson Esq.

    FREESEAS INC.

    FREE

    F-1

    Nasdaq

    Sichenzia Ross Friedman Ference LLP

    TONIX PHARMACEUTICALS HOLDING CORP.

    TNXP

    S-3

    Nasdaq

    Sichenzia Ross Friedman Ference LLP

    STARWOOD WAYPOINT RESIDENTIAL TRUST

    SWAY

    S-11

    NYSE

    Sidley Austin LLP

    INERGETICS INC

    NRTI

    S-1

    OTC

    Silverman Shin Byrne & Gilchrest PLLC

    GRUPO AVAL ACCIONES Y VALORES S.A.

     

    F-1

     

    Simpson Thacher & Bartlett LLP

    SUNGARD VPM INC.

     

    S-1

     

    Simpson Thacher & Bartlett LLP

    SIMMONS FIRST NATIONAL CORP

    SFNC

    S-4

    Nasdaq

    Stinson Leonard Street LLP

    IRON MOUNTAIN REIT, INC.

     

    S-4

     

    Sullivan & Worcester LLP

    SAFETY QUICK LIGHTING & FANS CORP.

     

    S-1

     

    Thompson Hine LLP

    AUDIOEYE INC

    AEYE

    S-1

    OTC

    TroyGould PC

    AECOM TECHNOLOGY CORP

    ACM

    S-4

    NYSE

    Wachtell, Lipton, Rosen & Katz

    INVENTIV HEALTH INC

    VTIV

    S-4

     

    Weil, Gotshal & Manges LLP

    Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

    Click here to review the week's underwriters.

    Have a great week.

    Disclosure: The author has no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

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