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LPL Financial (LPLA) hires former Morgan Stanley Wealth Management global chief risk officer...

LPL Financial (LPLA) hires former Morgan Stanley Wealth Management global chief risk officer Michelle Oroschakoff as its new head of risk and compliance. The brokerage just 2 weeks ago agreed to pay a $7.5M fine to settle a compliance violation and charges it failed to review millions of emails sent or received by its brokers.
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