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Brokers who switch firms will be required to tell clients about any recruiting bonuses or...

Brokers who switch firms will be required to tell clients about any recruiting bonuses or incentives they receive, according to new rules from Finra. WIth public disclosure of pay, it could make it tough on smaller firms which may not be able to compete with the money offered by the bigger players.
Comments (1)
  • Paul Price
    , contributor
    Comments (1502) | Send Message
     
    The statement above makes no sense in terms of the competitiveness of small v. large firms.
    7 Dec 2012, 02:21 PM Reply Like
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