In its quarterly filing, Goldman (GS) says the CFTC is investigating the firm's role as a...

|About: Goldman Sachs Group Inc. (GS)|By:, SA News Editor

In its quarterly filing, Goldman (GS) says the CFTC is investigating the firm's role as a clearing broker for one of its clients. The agency has orally advised Goldman it intends to bring aiding and abetting, civil fraud and supervision-related charges against the Goldman unit in question. (10-Q)