There were 52 transactions filed with the SEC last week.
Congratulations to all of the corporations and law firms that selected our transactions services last week including Taggares Agriculture Corp w/ Dickinson Wright PLLC, Capricor Therapeutics Inc. w/ Paul Hastings LLP and 22nd Century Group Inc. w/ Foley & Lardner LLP. We appreciate that they selected to work with us and we're pleased that they found us both accurate and affordable.
Registrant | Symbol | Form | Exchange | Law firm/ advisor |
FS ENERGY & POWER FUND II | N-2 | Alston & Bird LLP | ||
FIRST BANCSHARES INC /MS/ | FBMS | S-4 | Nasdaq | Ambrecht Jackson LLP |
COMMUNITYONE BANCORP | COB | S-3 | Nasdaq | Arnold & Porter LLP |
RIVER VALLEY BANCORP | RIVR | S-1 | Nasdaq | Barnes & Thornburg LLP |
ENSERVCO CORP | ENSV | S-3 | NYSE | Burns Figa & Will, P.C. |
FIGO VENTURES, INC. | FIGO | S-1 | OTC | Cane Clark, LLP |
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. | HASI | S-11 | NYSE | Clifford Chance US LLP |
LIVE OAK BANCSHARES, INC. | S-1 | Covington & Burling LLP | ||
ZOOSK, INC | S-1 | Davis Polk & Wardwell LLP | ||
FS ENERGY & POWER FUND II | N-2 | Dechert LLP | ||
H&Q HEALTHCARE INVESTORS | HQH | N-2 | NYSE | Dechert LLP |
H&Q LIFE SCIENCES INVESTORS | HQL | N-2 | NYSE | Dechert LLP |
TAGGARES AGRICULTURE CORP. | S-1 | Dickinson Wright PLLC | ||
CONTRAFECT CORP | S-1 | Ellenoff, Grossman & Schole LLP | ||
ZOOSK, INC | S-1 | Fenwick & West LLP | ||
22ND CENTURY GROUP, INC. | XXII | S-3 | NYSE | Foley & Lardner LLP |
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. | HASI | S-11 | NYSE | Fried, Frank, Harris, Shriver & Jacobson LLP |
TCW DIRECT LENDING LLC | 10-12G | Fried, Frank, Harris, Shriver & Jacobson LLP | ||
ARI NETWORK SERVICES INC /WI | ARIS | S-3 | Nasdaq | Godfrey & Kahn, S.C. |
VYRIX PHARMACEUTICALS, INC. | S-1 | Goodwin Procter LLP | ||
ZAFGEN, INC. | S-1 | Goodwin Procter LLP | ||
ANGION BIOMEDICA CORP. | S-1 | Greenberg Traurig, LLP | ||
NEW CENTURY RESOURCE | 10-12G | Heston Nielson, Esq. | ||
ORCHID ISLAND CAPITAL, INC. | ORC | S-3 | NYSE | Hunton & Williams LLP |
TOUCAN INTERACTIVE CORP | S-1 | John T. Root, Jr., Atty. | ||
FIRST BANCSHARES INC /MS/ | FBMS | S-4 | Nasdaq | Jones Walker LLP |
ETFS PALLADIUM TRUST | PALL | S-3 | NYSE | Katten Muchin Rosenman LLP |
LORILAY CORP. | S-1 | Law Offices of Thomas E. Puzzo, PLLC | ||
TERRA TECH CORP. | TRTCE | S-3 | OTC | Law Offices of Thomas E. Puzzo, PLLC |
NATIONAL GENERAL HOLDINGS CORP. | NGHC | S-1 | Nasdaq | Locke Lord LLP |
FIRST FOUNDATION INC. | S-1 | Nasdaq | Manatt, Phelps & Phillips, LLP | |
LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST III, INC. | S-11 | Martin A. Hewitt, Atty. | ||
WIRELESS RONIN TECHNOLOGIES INC | RNIN | S-4 | OTC | Maslon Edelman Borman & Brand, LLP |
GENERAL FINANCE CORP | GFNCP | S-3 | Nasdaq | Mayer Brown LLP |
IMMUNE PHARMACEUTICALS INC | IMNP | S-1 | OTC | Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C. |
ANGION BIOMEDICA CORP. | S-1 | Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | ||
WORLD ENERGY SOLUTIONS, INC. | XWES | S-3 | Nasdaq | Mirick, O'Connell, DeMallie & Lougee LLP |
ONCOSEC MEDICAL INC | ONCS | S-3 | OTC | Morrison & Foerster LLP |
MOBIQUITY TECHNOLOGIES, INC. | MOBQ | S-1 | OTC | Morse & Morse, PLLC |
METHES ENERGIES INTERNATIONAL LTD | MEILU | S-3 | Nasdaq | Morse, Zelnick, Rose & Lander, LLP |
VECTOR GROUP LTD | VGR | S-4 | NYSE | O'Melveny & Myers LLP |
CAPRICOR THERAPEUTICS, INC. | CAPR | S-1 | OTC | Paul Hastings LLP |
GENERAL FINANCE CORP | GFNCP | S-3 | Nasdaq | Paul Hastings LLP |
IMMUNE PHARMACEUTICALS INC | IMNP | S-1 | OTC | Pearl Cohen Zedek Latzer Baratz |
DS HEALTHCARE GROUP, INC. | DSKXE | S-3 | Nasdaq | Pearlman Schneider LLP |
DS HEALTHCARE GROUP, INC. | DSKXE | S-3 | Nasdaq | Pearlman Schneider LLP |
ROCKY HOLDING, INC. | S-4 | Perkins Coie LLP | ||
LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST III, INC. | S-11 | Proskauer Rose LLP | ||
WIRELESS RONIN TECHNOLOGIES INC | RNIN | S-4 | OTC | Reed L. Benson, Esq. |
ZAFGEN, INC. | S-1 | Ropes & Gray LLP | ||
CONTRAFECT CORP | S-1 | Shearman & Sterling LLP | ||
SPHERIX INC | SPEX | S-3 | Nasdaq | Sichenzia Ross Friedman Ference LLP |
VYRIX PHARMACEUTICALS, INC. | S-1 | Sichenzia Ross Friedman Ference LLP | ||
ELITE PHARMACEUTICALS INC /NV/ | ELTP | S-3 | OTC | Silverman Shin Byrne & Gilchrest PLLC |
CHUKONG HOLDINGS LTD | F-1 | Simpson Thacher & Bartlett | ||
CHUKONG HOLDINGS LTD | F-1 | Skadden, Arps, Slate, Meagher & Flom LLP | ||
DAYTON POWER & LIGHT CO | DAYTL | S-4 | OTC | Skadden, Arps, Slate, Meagher & Flom LLP |
SANUWAVE HEALTH, INC. | SNWV | S-1 | OTC | Smith, Gambrell & Russell, LLP |
FIRST FOUNDATION INC. | S-1 | Nasdaq | Stradling Yocca Carlson & Rauth, P.C. | |
TAGGARES AGRICULTURE CORP. | S-1 | Summit Law Group, PLLC | ||
TCW DIRECT LENDING LLC | 10-12G | Sutherland Asbill & Brennan LLP | ||
REVOLUTIONS MEDICAL CORP | RMCP | S-1 | OTC | Szaferman Lakind Blumstein & Blader, PC |
DYNEX CAPITAL INC | DXPRA | S-3 | NYSE | Troutman Sanders LLP |
PACIFIC ETHANOL, INC. | PEIX | S-3 | Nasdaq | Troutman Sanders LLP |
GALENA BIOPHARMA, INC. | GALE | S-3 | Nasdaq | TroyGould PC |
RIVER VALLEY BANCORP | RIVR | S-1 | Nasdaq | Vedder Price P.C. |
ENERGY TRANSFER PARTNERS, L.P. | ETP | S-3 | NYSE | Vinson & Elkins, L.L.P. |
ROCKY HOLDING, INC. | S-4 | Weil, Gotshal & Manges LLP | ||
HIGHLANDS BANKSHARES INC /VA/ | HBKA | S-1 | OTC | Williams Mullen |
GABELLI EQUITY TRUST INC | GABFR | N-2 | NYSE | Willkie Farr & Gallagher LLP |
UNITY BANCORP INC /NJ/ | UNTY | S-1 | Nasdaq | Windels Marx Lane & Mittendorf, LLP |
ROCKY HOLDING, INC. | S-4 | Womble Carlyle Sandridge & Rice, LLP | ||
LIVE OAK BANCSHARES, INC. | S-1 | Wyrick Robbins Yates & Ponton LLP |
Click here to review the week's underwriters.
Have a great week.
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Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.