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After retiring from 23 years of service in the US Air Force, I attended Boston College's Center for Professional Education Financial Planning course. After graduation and Series 6, 7 and 65 certifications I worked for a short time with Smith Barney, and then went to a major regional bank as an investment executive. Five years later when the regional merged with another national bank, I struck out on my own starting my own financial services company which I have operated for the past 12 years. Three years ago I started a private funds placement hedge fund, Golden Bay Capital LP.
  • Description: Registered Investment Advisor (RIA). Trading frequency: Daily
  • Interests: Commodities, Developed International Markets, Energy stocks, Options
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RULE TO ELIMINATE OPTIONS TRADING IN IRAs The U.S. Department of Labor has issued a proposed rule that would take away the current ability of self-directed individual investors to use listed-options in their IRAs.Clearly this is a misguided proposed rule change. Many conservative investors depend on options as part of their income-oriented ...More
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Can Investors Profit From Looming Rate Hikes With Preferred Stocks? Sep 5, 2014