ETFs & Funds
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Securities paralegal. Expert representation of investors and broker dealers in financial arbitrations before FINRA.
Dividend stock ideas & income, ETFs, Stocks - long, Stocks - short
Charles O'Rourke, Esq.
We have represented investors and broker dealers in over 400 FINRA arbitrations with published decisions. Our Portfolio Oversight (sm) service acts as a second pair of eyes in breaking down your investments, making sure they are in line with your intended trading strategies, making sure you know exactly what
you own in your investment portfolio and what your broker is buying, holding or selling for you in your account(s) and why. Our website gives greater detail on our background, experience and expertise and services.
We examine your portfolio to ensure that what your broker is buying, holding and selling in your account is in line with your intended investment choices. We will examine your statements for risk/reward profile, unsuitability, potential churning, hidden fees and even fraud. This is an invaluable service, a
way for the astute investor to protect their investment assets by ensuring they know exactly what's being traded on their behalf.
How to Sue your Stockbroker Without a Lawyer
Defending claims against broker dealers and initiating claims on behalf of investors in securities-related matters.
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