Warning's Comments RSS Syndication from SeekingAlpha.com http://seekingalpha.comuser/371380/comments http://seekingalpha.com/article/111576-a-new-place-for-investors-to-find-silver?source=feed#comment-416724 416724 www.nfa.futures.org/ba... and www.nfa.futures.org/ba... Here is the text of the most serious one:

Narrative for 0236105 - FLETT, MICHAEL DONALD
The New York Mercantile Exchange took final disciplinary action against Michael Flett("GALT"), a Member of the NYMEX Division of the Exchange. The subject of the disciplinary action concerned an allegation that in October, 2004 and November, 2004 Respondent trading ahead of customer Market on Close orders in violation of NYMEX Division Rule 6.41(B): Trading Standards for Floor Brokers; and Exchange Rule 8.55(B)(2): Engaging in Conduct Inconsistent with Just and Equitable Principles of Trade.
Respondent submitted a Joint Offer of Settlement without admitting or denying the allegations against him. The Offer, consisting of a fine of $25,000, restitution in the amount of $74,700, and an order to cease and desist from future similar rule violations, was accepted by the Exchange’s Board of Directors at its meeting held on September 19, 2007.
]]> Fri, 06 Mar 2009 19:15:23 -0500 www.nfa.futures.org/ba... and www.nfa.futures.org/ba... Here is the text of the most serious one:

Narrative for 0236105 - FLETT, MICHAEL DONALD
The New York Mercantile Exchange took final disciplinary action against Michael Flett("GALT"), a Member of the NYMEX Division of the Exchange. The subject of the disciplinary action concerned an allegation that in October, 2004 and November, 2004 Respondent trading ahead of customer Market on Close orders in violation of NYMEX Division Rule 6.41(B): Trading Standards for Floor Brokers; and Exchange Rule 8.55(B)(2): Engaging in Conduct Inconsistent with Just and Equitable Principles of Trade.
Respondent submitted a Joint Offer of Settlement without admitting or denying the allegations against him. The Offer, consisting of a fine of $25,000, restitution in the amount of $74,700, and an order to cease and desist from future similar rule violations, was accepted by the Exchange’s Board of Directors at its meeting held on September 19, 2007.
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