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Gary Menzer, Esq. is a Founding Partner with The Securities Law Firm of Menzer & Hill, P.A. The Firm represents aggrieved investors that have sustained investment losses due to the negligence of their stock broker or financial advisor and the failure to supervise by their Broker-Dealer. The... More
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Menzer & HIll, P.A.
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  • Dean Mustaphalli - Investment Losses

    Updated infromation for investors that sustained losses investing with Dean Mustaphalli.

    Mustaphalli may be barred by the securities industry for allegedly running a $6 million hedge fund.

    Mustaphalli was allegedly running a hedge fund without the knowledge of Sterne Agee, therefore, Mustaphalli was able to run the fund without any supervisory systems put in place to protect the unsuspecting public.

    Fortunately, for those investors that incurred losses investing with Mustaphalli, may be able to recover those losses through the FINRA arbitration process.

    Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of Mustaphalli.

    Investors that have sustained losses investing with Mustaphalli should call for a free case evaluation to learn what options they may have in pursuing claims against Sterne Agee and/or Mustaphalli

    Jul 18 3:07 PM | Link | Comment!
  • Dean Mustaphalli Legal Update

    An update for investors that sustained losses investing with former Sterne Agee Financial Services Inc. broker Dean Mustaphalli.

    Mustaphalli may be barred by the securities industry for allegedly running a $6 million hedge fund.

    Mustaphalli was allegedly running a hedge fund without the knowledge of Sterne Agee, therefore, Mustaphalli was able to run the fund without any supervisory systems put in place to protect the unsuspecting public.

    Fortunately for those investors that incurred losses investing with Mustaphalli, may be able to recover those losses through the FINRA arbitration process. Under FINRA rules and regulations, Broker-Dealers are responsible for supervising the actions of those advisors registered with their firm, and therefore may be held liable for the actions of Mustaphalli.

    Investors that have sustained losses investing with Mustaphalli should call for a free case evaluation to learn what options they may have in pursuing claims against Sterne Agee and/or Mustaphalli.

    Jul 13 11:45 AM | Link | 1 Comment
  • Dean Mustaphalli - Mustaphalli Capital Partners Fund

    The Securities Law Firm of Menzer & Hill, P.A. is investigating wrongdoing on the part of Dean Mustaphalli. Did you invest with Dean Mustaphalli of Mustaphalli Capital Partners? Did you incur losses in the Mustaphalli Capital Partners Fund? Mustaphalli was formerly registered with Sterne Agee Financial Services, Inc.

    During the time that Mustaphalli was a registered representative, he received fourteen customer complaints on his U4 and a Wells notice.

    Investors that have sustained losses as a result of wrongdoing by their financial advisor or Broker-Dealer, have the opportunity to potentially recover those losses through the FINRA arbitration process.

    If you sustained investment losses through Sterne Agee and or Mustaphalli, call for a no cost case evaluation.

    Jul 12 11:28 AM | Link | Comment!
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