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Bradley H. Smith
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I am the Director of Marketing at Vintage / PR Newswire, with a 12 year history in Investor Relations. I will be using Seeking Alpha to announce client news - specially when they are presenting online at RetailInvestorConferences.com. These are live, real-time online roadshow TOTALLY free and... More
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  • IPOs And Transactions: July 28 – August 1

    There were 54 transactions filed with the SEC last week.

    Congratulations to all of the corporations and law firms that selected our transactions services last week including Inergetics w/ Silverman Shin Byrne & Gilchrest PLLC,GlassesOff Inc. w/ Greenberg Traurig PA andBaxano Surgical Inc. w/ Goodwin Procter LLP.

    Also, wondering who are the top law firms are for 2014 transactions?Read here.

    Registrant

    Symbol

    Form

    Exchange

    Law firm / Advisor

    BLUEKNIGHT ENERGY PARTNERS, L.P.

    BKEP

    S-3

    Nasdaq

    Baker Botts L.L.P.

    FORUM ENERGY TECHNOLOGIES, INC.

    FET

    S-4

    NYSE

    Baker Botts L.L.P.

    JONES ENERGY, INC.

    JONE

    S-3

    NYSE

    Baker Botts L.L.P.

    SIMMONS FIRST NATIONAL CORP

    SFNC

    S-4

    Nasdaq

    Baker, Donelson, Bearman, Caldwell & Berkowitz, PC

    PEOPLES BANCORP INC

    PEBO

    S-4

    Nasdaq

    Brouse McDowell, LPA

    REAL GOODS SOLAR, INC.

    RGSE

    S-3

    Nasdaq

    Brownstein Hyatt Farber Schreck, LLP

    ENTERPRISE FINANCIAL SERVICES CORP

    EFSC

    S-3

    Nasdaq

    Bryan Cave LLP

    EAGLE BANCORP INC

    EGBN

    S-4

    Nasdaq

    BuckleySandler LLP

    EYEGATE PHARMACEUTICALS INC

     

    S-1

     

    Burns & Levinson LLP

    CELLADON CORP

    CLDN

    S-1

    Nasdaq

    Cooley LLP

    SENOMYX INC

    SNMX

    S-3

    Nasdaq

    Cooley LLP

    SIMMONS FIRST NATIONAL CORP

    SFNC

    S-4

    Nasdaq

    Covington & Burling LLP

    KIBUSH CAPITAL CORP

     

    10-12G

     

    David Lubin & Associates, PLLC

    GRUPO AVAL ACCIONES Y VALORES S.A.

     

    F-1

     

    Davis Polk & Wardwell LLP

    VIRGIN AMERICA INC.

     

    S-1

     

    Davis Polk & Wardwell LLP

    QUICKSILVER RESOURCES INC

    KWK

    S-3

    NYSE

    Davis Polk & Wardwell LLP

    HIGHLAND HEALTHCARE EQUITY INCOME & GROWTH FUND

     

    N-2

     

    Dechert LLP

    STONECASTLE FINANCIAL CORP.

    BANX

    N-2

    Nasdaq

    Dechert LLP

    AVENUE INCOME CREDIT STRATEGIES FUND

    ACP

    N-2

    NYSE

    Dechert LLP

    PEOPLES BANCORP INC

    PEBO

    S-4

    Nasdaq

    Dinsmore & Shohl LLP

    DIVIDEND CAPITAL DIVERSIFIED PROPERTY FUND INC.

     

    S-11

     

    DLA Piper LLP

    ENOVA INTERNATIONAL, INC.

     

    10-12B

     

    Enova International, Inc.

    SURMODICS INC

    SRDX

    S-3

    Nasdaq

    Faegre Baker Daniels LLP

    DOMINOVAS ENERGY CORP

    WSEG

    S-1

    OTC

    Frederick C. Bauman, Atty.

    TRANSFIRST INC.

     

    S-1

     

    Fried, Frank, Harris, Shriver & Jacobson LLP

    STOCKBRIDGE/SBE INVESTMENT COMPANY, LLC

     

    10-12G

     

    Gibson, Dunn & Crutcher LLP

    AECOM TECHNOLOGY CORP

    ACM

    S-4

    NYSE

    Gibson, Dunn & Crutcher LLP

    BAXANO SURGICAL, INC.

    BAXS

    S-3

    Nasdaq

    Goodwin Procter LLP

    GLASSESOFF INC.

    GLSO

    S-1

    OTC

    Greenberg Traurig, P.A.

    GRANITO ACQUISITION I, INC.

     

    S-1

     

    Harold Gewerter, Esq.

    STEM SALES, INC.

     

    S-1

     

    Harrison Law, P.A.

    ALION SCIENCE & TECHNOLOGY CORP

     

    S-1

     

    Holland & Knight LLP

    EAGLE BANCORP INC

    EGBN

    S-4

    Nasdaq

    Holland & Knight LLP

    PACIFIC PREMIER BANCORP INC

    PPBI

    S-3

    Nasdaq

    Holland & Knight LLP

    ZOE'S KITCHEN, INC.

    ZOES

    S-1

    NYSE

    Kirkland & Ellis LLP

    ALION SCIENCE & TECHNOLOGY CORP

     

    S-1

     

    Latham & Watkins LLP

    VIRGIN AMERICA INC.

     

    S-1

     

    Latham & Watkins LLP

    CELLADON CORP

    CLDN

    S-1

    Nasdaq

    Latham & Watkins LLP

    ACTAVIS PLC

    ACT

    S-3

    NYSE

    Latham & Watkins LLP

    ADVANCED MICRO DEVICES INC

    AMD

    S-4

    NYSE

    Latham & Watkins LLP

    STARWOOD WAYPOINT RESIDENTIAL TRUST

    SWAY

    S-11

    NYSE

    Latham & Watkins LLP

    ZOE'S KITCHEN, INC.

    ZOES

    S-1

    NYSE

    Latham & Watkins LLP

    BEMAX, INC.

     

    S-1

     

    Law Offices of Carl A. Generes

    CABINET GROW, INC.

     

    S-1

     

    Legal & Compliance, LLC

    ASTERIKO CORP.

     

    S-1

     

    Matheau J. W. Stout, Esq.

    IHOOKUP SOCIAL, INC.

    HKUP

    S-1

    OTC

    Matthew C. McMurdo, Esq.

    EYEGATE PHARMACEUTICALS INC

     

    S-1

     

    Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

    CAPITAL RESOURCE ALLIANCE, INC.

    CRRA

    10-12G

    OTC

    Nate's Foods Co.

    NEXT GRAPHITE, INC.

    GPNE

    10-12G

    OTC

    Next Graphite, Inc.

    JAGUAR MINING INC

     

    F-1

    OTC

    Norton Rose Fulbright Canada LLP

    STONECASTLE FINANCIAL CORP.

    BANX

    N-2

    Nasdaq

    Pepper Hamilton LLP

    AMERICAN REALTY CAPITAL PROPERTIES, INC.

    ARCP

    S-4

    Nasdaq

    Proskauer Rose LLP

    SIMMONS FIRST NATIONAL CORP

    SFNC

    S-4

    Nasdaq

    Quattlebaum, Grooms, Tull & Burrow, PLLC

    XG TECHNOLOGY, INC.

    XGTI

    S-3

    Nasdaq

    Robinson Brog Leinwand Greene Genovese & Gluck P.C.

    TRANSFIRST INC.

     

    S-1

     

    Ropes & Gray LLP

    KARNET CAPITAL CORP.

     

    S-1

     

    Scott D. Olson Esq.

    FREESEAS INC.

    FREE

    F-1

    Nasdaq

    Sichenzia Ross Friedman Ference LLP

    TONIX PHARMACEUTICALS HOLDING CORP.

    TNXP

    S-3

    Nasdaq

    Sichenzia Ross Friedman Ference LLP

    STARWOOD WAYPOINT RESIDENTIAL TRUST

    SWAY

    S-11

    NYSE

    Sidley Austin LLP

    INERGETICS INC

    NRTI

    S-1

    OTC

    Silverman Shin Byrne & Gilchrest PLLC

    GRUPO AVAL ACCIONES Y VALORES S.A.

     

    F-1

     

    Simpson Thacher & Bartlett LLP

    SUNGARD VPM INC.

     

    S-1

     

    Simpson Thacher & Bartlett LLP

    SIMMONS FIRST NATIONAL CORP

    SFNC

    S-4

    Nasdaq

    Stinson Leonard Street LLP

    IRON MOUNTAIN REIT, INC.

     

    S-4

     

    Sullivan & Worcester LLP

    SAFETY QUICK LIGHTING & FANS CORP.

     

    S-1

     

    Thompson Hine LLP

    AUDIOEYE INC

    AEYE

    S-1

    OTC

    TroyGould PC

    AECOM TECHNOLOGY CORP

    ACM

    S-4

    NYSE

    Wachtell, Lipton, Rosen & Katz

    INVENTIV HEALTH INC

    VTIV

    S-4

     

    Weil, Gotshal & Manges LLP

    Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

    Click here to review the week's underwriters.

    Have a great week.

    Disclosure: The author has no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

    Aug 04 11:33 AM | Link | Comment!
  • NASDAQ And OTC-Listed Companies Webcast Live To Investors: May 1st At RetailInvestorConferences.com

    NEW YORK, April 28, 2014 /PRNewswire/ -- PR Newswire, BetterInvesting (NAIC) and MUNCmedia today announced the agenda of the upcoming RetailInvestorConferences.com, the monthly online investor conference series. Individual investors, institutional investors, advisors and analysts are invited.

    Pre-registration is suggested to save time: There is no fee for anyone to log-in, attend the live presentations and ask questions.

    LINK: http://retailinvestorconferences.com/retail_investor_conferences_May2014.html > click the red "register/ watch event now" button

    May 1st LIVE, virtual event:

    9:15 AM ET

    Prospect Capital Corporation

    NASDAQ: PSEC

    10:00 AM ET

    UBL Interactive, Inc.

    OTC QB: UBLI

    10:45 AM ET

    ICLUBcentral Inc.

    Educational Session by Doug Gerlach, Editor-in-Chief

    11:30 AM ET

    Sigma Labs, Inc.

    OTC QB: SGLB

    On-demand events, available now, include:

    Organovo Holdings, Inc.

    NYSE MKT: ONVO

    National Association of Publicly Traded Partnerships

    Executive Director Keynote

    Tortoise Capital Advisors, L.L.C.

     

    CVR Partners, L.P.

    NYSE: UAN

    EV Energy Partners, L.P.

    NASDAQ: EVEP

    StoneMor Partners L.P.

    NYSE: STON

    MainGate MLP Fund

    OTC: AMLPX, MLCPX and IMLPX

    OCI Partners L.P.

    NYSE: OCIP

    LINK: www.retailinvestorconferences.com > click the red "register/ watch event now" button

    The next event is June 5, 2014 - time slots are filling quickly: It is recommended that public companies book their preferred time slot now. Click here to email John Viglotti at PR Newswire. IR firms and PR firms are invited to contact Viglotti.

    Planning calendar available: To facilitate investor relations scheduling and budgeting, a full calendar of Retail Investor Conferences.com dates is available at:
    http://www.retailinvestorconferences.com/VRIC_calendar.html

    About RetailInvestorConferences.com

    Since 2010, RetailInvestorConferences.com, created by BetterInvesting (NAIC) PR Newswire and MUNCmedia, has been the only monthly virtual investor conference series that provides an interactive forum for presenting companies to meet directly with retail investors using a graphically-enhanced online platform.

    Designed to replicate the look and feel of location-based investor conferences, Retail Investor Conferences unites PR Newswire's leading-edge online conferencing and investor communications capabilities with BetterInvesting's extensive retail investor audience network.

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

    Tags: PSEC, UBLI, SGLB
    Apr 29 9:01 AM | Link | 1 Comment
  • IPOs And Transactions: April 14 – 18

    There were 52 transactions filed with the SEC last week.

    Congratulations to all of the corporations and law firms that selected our transactions services last week including Taggares Agriculture Corp w/ Dickinson Wright PLLC, Capricor Therapeutics Inc. w/ Paul Hastings LLP and 22nd Century Group Inc. w/ Foley & Lardner LLP. We appreciate that they selected to work with us and we're pleased that they found us both accurate and affordable.

    Registrant

    Symbol

    Form

    Exchange

    Law firm/ advisor

    FS ENERGY & POWER FUND II

     

    N-2

     

    Alston & Bird LLP

    FIRST BANCSHARES INC /MS/

    FBMS

    S-4

    Nasdaq

    Ambrecht Jackson LLP

    COMMUNITYONE BANCORP

    COB

    S-3

    Nasdaq

    Arnold & Porter LLP

    RIVER VALLEY BANCORP

    RIVR

    S-1

    Nasdaq

    Barnes & Thornburg LLP

    ENSERVCO CORP

    ENSV

    S-3

    NYSE

    Burns Figa & Will, P.C.

    FIGO VENTURES, INC.

    FIGO

    S-1

    OTC

    Cane Clark, LLP

    HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC.

    HASI

    S-11

    NYSE

    Clifford Chance US LLP

    LIVE OAK BANCSHARES, INC.

     

    S-1

     

    Covington & Burling LLP

    ZOOSK, INC

     

    S-1

     

    Davis Polk & Wardwell LLP

    FS ENERGY & POWER FUND II

     

    N-2

     

    Dechert LLP

    H&Q HEALTHCARE INVESTORS

    HQH

    N-2

    NYSE

    Dechert LLP

    H&Q LIFE SCIENCES INVESTORS

    HQL

    N-2

    NYSE

    Dechert LLP

    TAGGARES AGRICULTURE CORP.

     

    S-1

     

    Dickinson Wright PLLC

    CONTRAFECT CORP

     

    S-1

     

    Ellenoff, Grossman & Schole LLP

    ZOOSK, INC

     

    S-1

     

    Fenwick & West LLP

    22ND CENTURY GROUP, INC.

    XXII

    S-3

    NYSE

    Foley & Lardner LLP

    HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC.

    HASI

    S-11

    NYSE

    Fried, Frank, Harris, Shriver & Jacobson LLP

    TCW DIRECT LENDING LLC

     

    10-12G

     

    Fried, Frank, Harris, Shriver & Jacobson LLP

    ARI NETWORK SERVICES INC /WI

    ARIS

    S-3

    Nasdaq

    Godfrey & Kahn, S.C.

    VYRIX PHARMACEUTICALS, INC.

     

    S-1

     

    Goodwin Procter LLP

    ZAFGEN, INC.

     

    S-1

     

    Goodwin Procter LLP

    ANGION BIOMEDICA CORP.

     

    S-1

     

    Greenberg Traurig, LLP

    NEW CENTURY RESOURCE

     

    10-12G

     

    Heston Nielson, Esq.

    ORCHID ISLAND CAPITAL, INC.

    ORC

    S-3

    NYSE

    Hunton & Williams LLP

    TOUCAN INTERACTIVE CORP

     

    S-1

     

    John T. Root, Jr., Atty.

    FIRST BANCSHARES INC /MS/

    FBMS

    S-4

    Nasdaq

    Jones Walker LLP

    ETFS PALLADIUM TRUST

    PALL

    S-3

    NYSE

    Katten Muchin Rosenman LLP

    LORILAY CORP.

     

    S-1

     

    Law Offices of Thomas E. Puzzo, PLLC

    TERRA TECH CORP.

    TRTCE

    S-3

    OTC

    Law Offices of Thomas E. Puzzo, PLLC

    NATIONAL GENERAL HOLDINGS CORP.

    NGHC

    S-1

    Nasdaq

    Locke Lord LLP

    FIRST FOUNDATION INC.

     

    S-1

    Nasdaq

    Manatt, Phelps & Phillips, LLP

    LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST III, INC.

     

    S-11

     

    Martin A. Hewitt, Atty.

    WIRELESS RONIN TECHNOLOGIES INC

    RNIN

    S-4

    OTC

    Maslon Edelman Borman & Brand, LLP

    GENERAL FINANCE CORP

    GFNCP

    S-3

    Nasdaq

    Mayer Brown LLP

    IMMUNE PHARMACEUTICALS INC

    IMNP

    S-1

    OTC

    Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C.

    ANGION BIOMEDICA CORP.

     

    S-1

     

    Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.

    WORLD ENERGY SOLUTIONS, INC.

    XWES

    S-3

    Nasdaq

    Mirick, O'Connell, DeMallie & Lougee LLP

    ONCOSEC MEDICAL INC

    ONCS

    S-3

    OTC

    Morrison & Foerster LLP

    MOBIQUITY TECHNOLOGIES, INC.

    MOBQ

    S-1

    OTC

    Morse & Morse, PLLC

    METHES ENERGIES INTERNATIONAL LTD

    MEILU

    S-3

    Nasdaq

    Morse, Zelnick, Rose & Lander, LLP

    VECTOR GROUP LTD

    VGR

    S-4

    NYSE

    O'Melveny & Myers LLP

    CAPRICOR THERAPEUTICS, INC.

    CAPR

    S-1

    OTC

    Paul Hastings LLP

    GENERAL FINANCE CORP

    GFNCP

    S-3

    Nasdaq

    Paul Hastings LLP

    IMMUNE PHARMACEUTICALS INC

    IMNP

    S-1

    OTC

    Pearl Cohen Zedek Latzer Baratz

    DS HEALTHCARE GROUP, INC.

    DSKXE

    S-3

    Nasdaq

    Pearlman Schneider LLP

    DS HEALTHCARE GROUP, INC.

    DSKXE

    S-3

    Nasdaq

    Pearlman Schneider LLP

    ROCKY HOLDING, INC.

     

    S-4

     

    Perkins Coie LLP

    LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TRUST III, INC.

     

    S-11

     

    Proskauer Rose LLP

    WIRELESS RONIN TECHNOLOGIES INC

    RNIN

    S-4

    OTC

    Reed L. Benson, Esq.

    ZAFGEN, INC.

     

    S-1

     

    Ropes & Gray LLP

    CONTRAFECT CORP

     

    S-1

     

    Shearman & Sterling LLP

    SPHERIX INC

    SPEX

    S-3

    Nasdaq

    Sichenzia Ross Friedman Ference LLP

    VYRIX PHARMACEUTICALS, INC.

     

    S-1

     

    Sichenzia Ross Friedman Ference LLP

    ELITE PHARMACEUTICALS INC /NV/

    ELTP

    S-3

    OTC

    Silverman Shin Byrne & Gilchrest PLLC

    CHUKONG HOLDINGS LTD

     

    F-1

     

    Simpson Thacher & Bartlett

    CHUKONG HOLDINGS LTD

     

    F-1

     

    Skadden, Arps, Slate, Meagher & Flom LLP

    DAYTON POWER & LIGHT CO

    DAYTL

    S-4

    OTC

    Skadden, Arps, Slate, Meagher & Flom LLP

    SANUWAVE HEALTH, INC.

    SNWV

    S-1

    OTC

    Smith, Gambrell & Russell, LLP

    FIRST FOUNDATION INC.

     

    S-1

    Nasdaq

    Stradling Yocca Carlson & Rauth, P.C.

    TAGGARES AGRICULTURE CORP.

     

    S-1

     

    Summit Law Group, PLLC

    TCW DIRECT LENDING LLC

     

    10-12G

     

    Sutherland Asbill & Brennan LLP

    REVOLUTIONS MEDICAL CORP

    RMCP

    S-1

    OTC

    Szaferman Lakind Blumstein & Blader, PC

    DYNEX CAPITAL INC

    DXPRA

    S-3

    NYSE

    Troutman Sanders LLP

    PACIFIC ETHANOL, INC.

    PEIX

    S-3

    Nasdaq

    Troutman Sanders LLP

    GALENA BIOPHARMA, INC.

    GALE

    S-3

    Nasdaq

    TroyGould PC

    RIVER VALLEY BANCORP

    RIVR

    S-1

    Nasdaq

    Vedder Price P.C.

    ENERGY TRANSFER PARTNERS, L.P.

    ETP

    S-3

    NYSE

    Vinson & Elkins, L.L.P.

    ROCKY HOLDING, INC.

     

    S-4

     

    Weil, Gotshal & Manges LLP

    HIGHLANDS BANKSHARES INC /VA/

    HBKA

    S-1

    OTC

    Williams Mullen

    GABELLI EQUITY TRUST INC

    GABFR

    N-2

    NYSE

    Willkie Farr & Gallagher LLP

    UNITY BANCORP INC /NJ/

    UNTY

    S-1

    Nasdaq

    Windels Marx Lane & Mittendorf, LLP

    ROCKY HOLDING, INC.

     

    S-4

     

    Womble Carlyle Sandridge & Rice, LLP

    LIVE OAK BANCSHARES, INC.

     

    S-1

     

    Wyrick Robbins Yates & Ponton LLP

    Click here to review the week's underwriters.

    Have a great week.

    x

    Disclosure: I have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.

    Apr 22 3:19 PM | Link | Comment!
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