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LPL Financial Holdings Inc. (LPLA) CEO Dan Arnold on Q1 2021 Results - Earnings Call Transcript

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LPL Financial Holdings Inc. (NASDAQ:LPLA) Q1 2021 Earnings Conference Call April 29, 2021 5:00 PM ET

Company Participants

Dan Arnold - President and CEO

Matt Audette - Chief Financial Officer

Conference Call Participants

Bill Katz - Citigroup

Steven Chubak - Wolfe Research

Alex Blostein - Goldman Sachs

Craig Siegenthaler - Credit Suisse

Michael Cyprys - Morgan Stanley

Chris Harris - Wells Fargo

Gerry O'Hara - Jefferies

Brennan Hawken - UBS


Good afternoon, and thank you for joining the First Quarter 2021 Earnings Conference Call for LPL Financial Holdings Inc. Joining the call today are our President and Chief Executive Officer, Dan Arnold; and Chief Financial Officer, Matt Audette. Dan and Matt will offer introductory remarks and then the call will be open for questions.

The company would appreciate if analysts would limit themselves to one question and one follow-up each.

The company has posted its earnings press release and supplementary information on the Investor Relations section of the company's website, investor.lpl.com. Today's call will include forward-looking statements, including statements about LPL Financial's future financial opening operating results, outlook, business strategies and plans as well as other opportunities and potential risks that management foresees.

Such forward-looking statements reflect management's current estimates or beliefs and are subject to known and unknown risks and uncertainties, as that may cause actual results or the timing of events to differ materially from those expressed or implied in such forward-looking statements.

The company refers listeners to the disclosures set forth under the caption Forward-Looking Statements in the earnings press release as well as the risk factors and the other disclosures contained in the company's recent filings with Securities and Exchange Commission for more information about such risks and uncertainties. During the call, the company will also discuss certain non-GAAP financial measures. For a reconciliation of such non-GAAP financial

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