Mark's commitment to objective, independent wealth management led him to establish Appleton Group Wealth Management LLC in April of 2002. With over 16 years of experience in the financial services industry, Mark serves as portfolio manager for our private client group, and co-manages all assets held by our investment management and advisory clients. His responsibilities include risk analysis, asset allocation, market research, and institutional client development. Mark also serves as both Principal and Chief Compliance Officer of Appleton Group Wealth Management LLC. Mark is also a DALBAR Certified Fiduciary Adviser under the 2006 Pension Protection Act. In 1996, Mark earned the Series 7, 63 and 65 designations. He is a 1992 graduate of Lawrence University with a Bachelor's degree in Music Theory/Composition and Music Education. He is a life-long Wisconsin resident.