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UBS Yield Enhancement Strategy (UBS YES) Securities Investigation


UBS YES Investment Losses - Investors may have claims.

The White Law Group is investigating potential securities fraud lawsuits involving UBS Yield Enhancement Strategy (UBS YES).

If you have suffered losses investing in UBS YES, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution Claim against the brokerage firm that sold you the investment.

The Yield Enhancement Strategy as an option-based trading strategy offered by UBS to increase returns for investors who committed a certain minimum amount of their portfolio (or “Mandate”) to this strategy.

YES is reportedly designed “to generate returns through the strategic sale and purchase of SPX index option spreads,” according to UBS.

UBS typically offered the Yield Enhancement Strategy to high net worth investors who were required to allocate a minimum Mandate to the UBS YES program. Investors were often presented with a “slide deck,” or presentation, which purported to describe the Yield Enhancement Strategy program.

UBS Yes investors have reportedly seen substantial losses in their portfolios since March 2019. Unfortunately, it appears that some UBS YES investors were asked to provide additional collateral and/or are facing margin deficits. Others reportedly were not able to get out of the Yield Enhancement Strategy programs, and could be facing catastrophic losses.

If you have suffered losses investing in UBS YES, please contact the securities attorneys at The White Law Group. For a free consultation, please call the offices at 888-637-5510.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

We represent investors in FINRA arbitration claims in all 50 states. Our attorneys have recovered millions of dollars from many brokerage firms in the past, including UBS.

For more information on The White Law Group, and its representation of investors, please visit

Disclosure: I/we have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.