San Miguel de Allende, Mexico
UPDATE JUNE 22, 2015- Rex Securities Law is investigating Frank Dettenrieder on behalf of a retiree who lives in San Miguel de Allende, Mexico. See this for more.
As of June 22, 2015, FINRA records indicate that Dettenrieder was discharged from First Allied Securities on 7/9/2013 with the following allegations:
"Registered representative violated firm policy by exercising discretion in customer accounts without written authorization"
Dettenrieder is not currently registered with any FINRA member firm.
In July 2014, FINRA suspended Frank Nicholas Dettenrieder of San MIguel de Allende, Guanajuato, Mexico for 12 days and assessed a deferred fine of $5,000 to resolve allegations that he effected discretionary transactions in the accounts of six customers without having those accounts accepted as discretionary accounts by his member firm.
According to FINRA records, Dettenrieder was registered with First Allied Securities from 12/2008-7/2013.
If you suffered losses in an account handled by Frank Dettenrieder, you may be able to collect damages from his former employer. Call to speak with an experienced securities attorney to learn more.
Rex Securities Law , located in Boca Raton, FL, (and soon to be opening a second office in Bee Cave, just outside of Austin, TX) provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
561 391 1900
Disclosure: I/we have no positions in any stocks mentioned, and no plans to initiate any positions within the next 72 hours.