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Natera: Ownership Summary

|Includes: Natera, Inc. (NTRA)

This blog is a working space to analyze the ownership and trends of Natera (NASDAQ:NTRA). Detail is derived from SEC filings found on the Natera Investor relations site.

Insider shares

Shares (000) Sept 2015 Dec 2015 % OS shs
M. Rabinowitz CEO 3,013 5,225 10.0
J. Sheena CTO 640 640 1.2
Capital World 1,796 2,833 5.4
Claremont 7,390 7,390 14.2
Lightspeed 3,974 3,974 7.6
Prolog 0 0  
SC XII 7,744 7744 14.9
Sequoia 7,744 6,768 13.0
Sofinnova VIII/IX 3,101 3,101 5.9
Total 35,402 37,676 72.3

Notes:

  1. Claremont, Prolog, Sequoia and Sofinnova are represented on BOD.
  2. Capital World, Claremont, Lightspeed, SC XII, Sequoia an Sofinnova were venture investors pre-IPO.
  3. Table includes common shares only. All preferred shares have been converted. Options to purchase shares are excluded.

Common shares (000)

  • December 31, 2015 shares o/s 52,141
  • Float calculation December 31, 2015 14,466 (27.7%)

Institutional ownership

Shares (000) Sept 2015 Dec 2015 % Float
Franklin Resources 1,612 2,040 14.1
Healthcor Partners 0 1,992 13.8
Orbimed Advisors 1,276 1,276 8.8
Jennison Associates 1,144 1,101 7.6
Goldman Sachs 1,508 921 6.4
Tekla Capital Mgmt 814 882 6.1
Contrarius Investments 395 807 5.6
RA Capital 784 784 5.4
Vanguard Group 535 746 5.2
Millennium 26 617 4.3
Healthcor Mgmt 255 275 1.9
Baker Bros 250 250 1.7
BlackRock Fund Advisors 239 247 1.7
BlackRock Inst 158 186 1.3
Waddell & Reed 143 182 1.3
Wall Street Assoc 171 171 1.2
Northern Trust 90 111 0.8
State Street 26 106 0.7
Northern Trust 50 104 0.7
Kornitzer Capital Mgmt 457 0  
Marisco Capital Mgmt 298 0  
Ameriprise 232 0  
Lazard Asset Mgmt 151

0

 
GLG LLC 147 18  
JP Morgan Chase 104 0  

Notes:

  1. Institutional ownership per SEC filings. Table includes any position > 100k in either quarter.
  2. Total of table amounts to 89% of available float at Dec 31st.

Short interest

  • Sept 30, 2015 1,776,307 (12.2% float)
  • Dec 31, 2015 2,408,272 (16.6% float)

Analyst Coverage Firms

  • Morgan Stanley increased position from 43.0k in Sept to 44.4k in Dec.
  • Piper Jaffray Sept position of 10.5k shs was sold in Dec 2015 quarter.
  • This is included for informational purposes only as there should not be any correlation between investment services and analyst coverage.