For those investors that have sustained investment losses as a result of negligence or wrongdoing on the part of their stock broker/financial advisor may be able to recover those losses through the FINRA arbitration process.
Many investors are unaware that when they open a brokerage account they are also executing a pre-dispute clause that binds the customer to the FINRA arbitration process if they ever need to pursue litigation against the Broker or Firm.
Fortunately for investors, the arbitration process is streamlined and cost efficient in which most claims are decided in less then a year.
Furthermore, outside of a small filing fee, many investors have little if any out of pocket expenses in pursuing their claims, as the vast majority of cases settle without ever reaching a final hearing.
Individuals that believe they may have a claim should inquire for a free consultation.