Did SEC chair Mary Schapiro and former executives at Finra engage in fraud worth at least $175M?...

|By:, SA News Editor

Did SEC chair Mary Schapiro and former executives at Finra engage in fraud worth at least $175M? Larry Doyle sees a case of major Wall Street firms and select Finra execs benefiting at the expense of smaller broker-dealers: "Providing the cover of absolute immunity for misrepresentations within proxy statements by senior financial regulators is no way to run a country."