- GWG Holdings (NASDAQ:GWGH) has received a letter from the Nasdaq notifying the company that it was not in compliance with requirements of Nasdaq Listing Rule due to failure of timely filing its Form 10-Q for the period ended March 31, 2021 and Form 10-K for the fiscal year ended December 31, 2020.
- The Letter states that the company is required to submit a plan to regain compliance by June 15, 2021. If accepted, then Nasdaq can grant the company up to 180 calendar days to regain compliance.