Private Wealth Manager / Securities Expert / Co-host of "Investing and Your Legal Rights" heard monthly on www.KQV.com. Over 35 years in the investment industry, first working at PaineWebber for almost 20 years which included 3 years as a branch manager. Currently have a CRCP (Certified Regulatory and Compliance Professional) designation which is issued through FINRA at Wharton and an AIFA (Accredited Investment Fiduciary Analyst) which is issued from the Institute of Fiduciary Studies at Katz School of Business. Completed the Institutional Trading Course at the CBOE and Private Wealth Management - Professional Track at Wharton. I work as an expert in Securities Arbitration and Trust Litigation, having provided expert services on over 400 cases and testified in over 50 of them.